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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$64.5M
Cap. Flow
+$50.1M
Cap. Flow %
10.82%
Top 10 Hldgs %
17.74%
Holding
404
New
37
Increased
164
Reduced
119
Closed
38

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.11M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.33M
4
PFE icon
Pfizer
PFE
+$2.52M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.98M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.99M
3
AFL icon
Aflac
AFL
+$1.53M
4
RSG icon
Republic Services
RSG
+$1.51M
5
MCD icon
McDonald's
MCD
+$1.5M

Sector Composition

Rank Sector Weight
1 Energy 10.59%
2 Technology 9.64%
3 Consumer Staples 9.4%
4 Healthcare 8.52%
5 Financials 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
201
Blackrock
BLK
$164B
$488K 0.11%
1,432
+509
+55% +$173K
SLB icon
202
SLB Ltd
SLB
$71.3B
$483K 0.1%
6,928
+337
+5% +$25.2K
AKAM icon
203
Akamai
AKAM
$18.1B
$479K 0.1%
9,105
+4,355
+92% +$268K
EZM icon
204
WisdomTree US MidCap Fund
EZM
$938M
$476K 0.1%
16,380
+900
+6% +$27K
TMO icon
205
Thermo Fisher Scientific
TMO
$196B
$475K 0.1%
3,346
– –
ETX
206
Eaton Vance Municipal Income 2028 Term Trust
ETX
$204M
$472K 0.1%
25,525
-2,800
-10% -$49.6K
SMM
207
DELISTED
Salient Midstream & MLP Fund
SMM
$471K 0.1%
49,393
-7,000
-12% -$89.7K
WES
208
DELISTED
Western Gas Partners Lp
WES
$471K 0.1%
9,900
-1,035
-9% -$49.8K
PCI
209
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$469K 0.1%
+26,000
New +$480K
CL icon
210
Colgate-Palmolive
CL
$73.3B
$468K 0.1%
7,029
+1,346
+24% +$89.5K
CB
211
DELISTED
CHUBB CORPORATION
CB
$468K 0.1%
3,526
– –
SH icon
212
ProShares Short S&P500
SH
$877M
$467K 0.1%
2,800
-313
-10% -$52.4K
TRV icon
213
Travelers Companies
TRV
$82.1B
$461K 0.1%
4,082
+935
+30% +$104K
FNF icon
214
Fidelity National Financial
FNF
$13.5B
$458K 0.1%
19,025
– –
NPP
215
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$455K 0.1%
30,425
– –
EEP
216
DELISTED
Enbridge Energy Partners
EEP
$452K 0.1%
19,578
+10
+0.1% +$250
KMG
217
DELISTED
KMG Chemicals Inc
KMG
$449K 0.1%
19,500
– –
MMM icon
218
3M
MMM
$89.1B
$448K 0.1%
3,553
+183
+5% +$23.5K
PB icon
219
Prosperity Bancshares
PB
$8.76B
$431K 0.09%
9,000
– –
GSK icon
220
GSK
GSK
$102B
$430K 0.09%
8,522
+2,140
+34% +$109K
SMC
221
Summit Midstream
SMC
$419M
$425K 0.09%
1,514
-208
-12% -$56.3K
ETP
222
DELISTED
Energy Transfer Partners, L.P.
ETP
$424K 0.09%
16,500
-55
-0.3% -$1.52K
RITM icon
223
Rithm Capital
RITM
$5.1B
$422K 0.09%
34,700
+4,000
+13% +$49.4K
QDF icon
224
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$420K 0.09%
12,050
+5,500
+84% +$195K
EOS
225
Eaton Vance Enhance Equity Income Fund II
EOS
$1.16B
$419K 0.09%
30,700
– –
7 8
9
10 11

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2015 Portfolio in Review

As of Q4 2015, USCA RIA held 404 positions worth $463M, up 16% from $398M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA deployed $50.1M of net new capital in Q4 2015, opening 37 new positions and adding to 164 existing holdings. Its largest new stake was Alphabet (Google) Class A: 90,040 shares worth $3.5M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was GE Aerospace, an estimated $2.5M trimmed.

  • USCA RIA's largest Q4 2015 buy was Alphabet (Google) Class A: 90,040 shares worth $3.5M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $9.11M increase.
  • USCA RIA's biggest Q4 2015 reduction was GE Aerospace, cutting an estimated $2.5M.
  • USCA RIA fully exited Republic Services in Q4 2015, selling an estimated $1.51M.
  • USCA RIA's ten largest holdings make up 18% of its $463M portfolio in Q4 2015.
  • USCA RIA opened 37 new positions and closed 38 in Q4 2015.
  • USCA RIA's portfolio value rose 16% quarter-over-quarter to $463M.

Based on USCA RIA's 13F filing for Q4 2015, filed 8 Feb 2016.