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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PB icon
201
Prosperity Bancshares
PB
$8.69B
$442K 0.11%
9,000
– –
RTN
202
DELISTED
Raytheon Company
RTN
$440K 0.11%
4,027
– –
OHI icon
203
Omega Healthcare
OHI
$13.9B
$434K 0.11%
12,349
+181
+1% +$6.36K
CB
204
DELISTED
CHUBB CORPORATION
CB
$432K 0.11%
3,526
– –
NPP
205
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$431K 0.11%
+30,425
New +$428K
GEL icon
206
Genesis Energy
GEL
$1.96B
$413K 0.1%
10,760
-3,640
-25% -$157K
TMO icon
207
Thermo Fisher Scientific
TMO
$230B
$409K 0.1%
3,346
– –
NIQ
208
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$409K 0.1%
32,900
+8,000
+32% +$98.4K
NID
209
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$408K 0.1%
32,900
– –
DAL icon
210
Delta Air Lines
DAL
$52.7B
$405K 0.1%
9,032
+103
+1% +$4.63K
RITM icon
211
Rithm Capital
RITM
$5.63B
$402K 0.1%
30,700
– –
MMM icon
212
3M
MMM
$89.9B
$400K 0.1%
3,370
-291
-8% -$35.8K
MDY icon
213
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$393K 0.1%
1,577
-68
-4% -$18K
EOS
214
Eaton Vance Enhance Equity Income Fund II
EOS
$1.15B
$388K 0.1%
30,700
– –
GLW icon
215
Corning
GLW
$128B
$385K 0.1%
22,495
+6,267
+39% +$113K
FNX icon
216
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$384K 0.1%
7,977
-200
-2% -$10.3K
L icon
217
Loews
L
$22.4B
$376K 0.09%
10,404
+1,482
+17% +$55.4K
KMG
218
DELISTED
KMG Chemicals Inc
KMG
$376K 0.09%
19,500
– –
LM
219
DELISTED
Legg Mason, Inc.
LM
$374K 0.09%
8,995
– –
GLRE icon
220
Greenlight Captial
GLRE
$502M
$372K 0.09%
16,700
+5,050
+43% +$132K
RKUS
221
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$371K 0.09%
31,250
-200
-0.6% -$2.25K
GDX icon
222
VanEck Gold Miners ETF
GDX
$31B
$364K 0.09%
+26,498
New +$383K
NUV icon
223
Nuveen Municipal Value Fund
NUV
$1.89B
$364K 0.09%
+37,109
New +$360K
EPI icon
224
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$362K 0.09%
+18,187
New +$378K
CL icon
225
Colgate-Palmolive
CL
$72.3B
$361K 0.09%
5,683
+1,131
+25% +$73.9K
7 8
9
10 11

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.