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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
201
Williams Companies
WMB
$91.1B
$368K 0.11%
+6,654
New +$382K
FNF icon
202
Fidelity National Financial
FNF
$13.5B
$366K 0.11%
19,025
-4,109
-18% -$79.5K
VTRS icon
203
Viatris
VTRS
$19.8B
$364K 0.11%
8,009
+3,025
+61% +$147K
ALL icon
204
Allstate
ALL
$64.8B
$363K 0.11%
5,909
+233
+4% +$14K
BAC icon
205
Bank of America
BAC
$432B
$363K 0.11%
21,281
+8,777
+70% +$140K
HTO
206
H2O America
HTO
$2.67B
$363K 0.11%
13,514
+14
+0.1% +$377
FLG
207
Flagstar Bank National Association
FLG
$6.2B
$362K 0.11%
+7,600
New +$363K
AIG icon
208
American International
AIG
$41.5B
$359K 0.11%
6,650
+950
+17% +$51.9K
NXPI icon
209
NXP Semiconductors
NXPI
$70.4B
$359K 0.11%
5,250
+750
+17% +$49.9K
YUM icon
210
Yum! Brands
YUM
$40.7B
$357K 0.11%
6,909
-18,128
-72% -$965K
L icon
211
Loews
L
$23.6B
$354K 0.11%
8,502
+375
+5% +$16.1K
AMGN icon
212
Amgen
AMGN
$198B
$353K 0.11%
2,512
+100
+4% +$13.1K
KMI icon
213
Kinder Morgan
KMI
$72.3B
$353K 0.11%
+9,209
New +$350K
META icon
214
Meta Platforms (Facebook)
META
$1.59T
$352K 0.11%
+4,450
New +$326K
LO
215
DELISTED
LORILLARD INC COM STK
LO
$351K 0.11%
5,860
-4,465
-43% -$271K
PAYX icon
216
Paychex
PAYX
$39.4B
$350K 0.11%
7,919
+968
+14% +$40.7K
KMG
217
DELISTED
KMG Chemicals Inc
KMG
$350K 0.11%
21,500
-500
-2% -$8.37K
DAL icon
218
Delta Air Lines
DAL
$54.9B
$347K 0.11%
9,588
+500
+6% +$19.1K
FLTR icon
219
VanEck IG Floating Rate ETF
FLTR
$2.93B
$345K 0.11%
13,688
+40
+0.3% +$1K
DIA icon
220
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$339K 0.1%
1,992
+108
+6% +$18.3K
GPI icon
221
Group 1 Automotive
GPI
$3.9B
$334K 0.1%
+4,600
New +$359K
DE icon
222
Deere & Co
DE
$164B
$333K 0.1%
4,060
+300
+8% +$25.7K
XEC
223
DELISTED
CIMAREX ENERGY CO
XEC
$329K 0.1%
2,600
– –
IMAX icon
224
IMAX
IMAX
$2.16B
$328K 0.1%
11,950
-150
-1% -$4.05K
LNG icon
225
Cheniere Energy
LNG
$56B
$328K 0.1%
+4,100
New +$313K
7 8
9
10 11

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.