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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+9.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$30.8M
Cap. Flow
+$13.1M
Cap. Flow %
5.22%
Top 10 Hldgs %
23.85%
Holding
294
New
48
Increased
96
Reduced
71
Closed
40

Top Buys

Rank Stock Value
1
OILT
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
+$1.22M
2
GM icon
General Motors
GM
+$1.14M
3
AMGN icon
Amgen
AMGN
+$932K
4
MAT icon
Mattel
MAT
+$864K
5
CMI icon
Cummins
CMI
+$841K

Top Sells

Rank Stock Value
1
CVRR
CVR Refining, LP
CVRR
+$1.17M
2
FLIC
First of Long Island Corp
FLIC
+$976K
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$960K
4
DHC
Diversified Healthcare Trust
DHC
+$930K
5
O icon
Realty Income
O
+$921K

Sector Composition

Rank Sector Weight
1 Energy 27.62%
2 Consumer Staples 9.79%
3 Financials 9.32%
4 Technology 8.92%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
201
Waste Management
WM
$95.3B
$274K 0.11%
6,100
-1,000
-14% -$43.7K
JNK icon
202
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$273K 0.11%
2,242
-74
-3% -$8.97K
SYK icon
203
Stryker
SYK
$120B
$266K 0.11%
3,538
-50
-1% -$3.65K
FE icon
204
FirstEnergy
FE
$28.5B
$265K 0.11%
8,031
-1,694
-17% -$59.7K
GHC icon
205
Graham Holdings Company
GHC
$4.88B
$265K 0.11%
662
– –
CB icon
206
Chubb
CB
$136B
$259K 0.1%
2,500
– –
MOO icon
207
VanEck Agribusiness ETF
MOO
$983M
$259K 0.1%
4,760
+100
+2% +$5.31K
AWP
208
abrdn Global Premier Properties Fund
AWP
$374M
$255K 0.1%
11,839
– –
WRI
209
DELISTED
Weingarten Realty Investors
WRI
$255K 0.1%
9,296
-4,460
-32% -$132K
SMC
210
Summit Midstream
SMC
$414M
$252K 0.1%
459
– –
ALU
211
DELISTED
Alcatel-Lucent
ALU
$252K 0.1%
57,280
-2,603
-4% -$10.2K
QRE
212
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$249K 0.1%
14,550
-2,800
-16% -$47.4K
DIA icon
213
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$246K 0.1%
1,484
-24
-2% -$3.77K
GLRE icon
214
Greenlight Captial
GLRE
$538M
$243K 0.1%
7,200
+100
+1% +$3.13K
NFG icon
215
National Fuel Gas
NFG
$7.86B
$243K 0.1%
3,400
– –
MKTO
216
DELISTED
MARKETO INC COM STK (DE)
MKTO
$243K 0.1%
+6,550
New +$216K
BIN
217
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$241K 0.1%
9,720
– –
DIS icon
218
Walt Disney
DIS
$161B
$235K 0.09%
3,076
-55
-2% -$3.81K
YHOO
219
DELISTED
Yahoo Inc
YHOO
$233K 0.09%
+5,770
New +$207K
QEPM
220
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
$232K 0.09%
10,000
– –
HQL
221
abrdn Life Sciences Investors
HQL
$598M
$231K 0.09%
11,324
+210
+2% +$4.07K
STZ icon
222
Constellation Brands
STZ
$22.1B
$228K 0.09%
+3,235
New +$216K
Y
223
DELISTED
Alleghany Corp
Y
$226K 0.09%
564
– –
EOG icon
224
EOG Resources
EOG
$77.8B
$224K 0.09%
2,668
– –
ZTS icon
225
Zoetis
ZTS
$31B
$221K 0.09%
6,765
-158
-2% -$5.04K
7 8
9
10 11

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2013 Portfolio in Review

As of Q4 2013, USCA RIA held 294 positions worth $251M, up 14% from $220M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $13.1M of net new capital in Q4 2013, opening 48 new positions and adding to 96 existing holdings. Its largest new stake was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was NGL Energy Partners, an estimated $619K trimmed.

  • USCA RIA's largest Q4 2013 buy was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.
  • USCA RIA added most to Cummins in Q4 2013, an estimated $841K increase.
  • USCA RIA's biggest Q4 2013 reduction was NGL Energy Partners, cutting an estimated $619K.
  • USCA RIA fully exited CVR Refining, LP in Q4 2013, selling an estimated $1.17M.
  • USCA RIA's ten largest holdings make up 24% of its $251M portfolio in Q4 2013.
  • USCA RIA opened 48 new positions and closed 40 in Q4 2013.
  • USCA RIA's portfolio value rose 14% quarter-over-quarter to $251M.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.