We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMB icon
176
First Trust Managed Municipal ETF
FMB
$2.03B
$1.09M 0.14%
20,662
-2,542
-11% -$132K
PCAR icon
177
PACCAR
PCAR
$69.8B
$1.07M 0.14%
28,203
+3,385
+14% +$135K
MMP
178
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.06M 0.14%
18,664
-983
-5% -$60.7K
SUI icon
179
Sun Communities
SUI
$14.9B
$1.03M 0.14%
10,177
+80
+0.8% +$8.15K
TFC icon
180
Truist Financial
TFC
$62B
$1.01M 0.13%
23,392
+6,218
+36% +$299K
KTF
181
DWS Municipal Income Trust
KTF
$347M
$1.01M 0.13%
97,775
+35,375
+57% +$364K
STZ icon
182
Constellation Brands
STZ
$22.2B
$997K 0.13%
6,197
-2,450
-28% -$487K
UNP icon
183
Union Pacific
UNP
$184B
$994K 0.13%
7,194
+2,080
+41% +$308K
BX icon
184
Blackstone
BX
$150B
$987K 0.13%
33,095
+8,690
+36% +$287K
TWTR
185
DELISTED
Twitter, Inc.
TWTR
$984K 0.13%
34,250
+2,117
+7% +$66.4K
IPAY icon
186
Amplify Mobile Payments ETF
IPAY
$153M
$977K 0.13%
27,965
+5,525
+25% +$212K
NIQ
187
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$974K 0.13%
78,854
– –
NTR icon
188
Nutrien
NTR
$33.2B
$972K 0.13%
20,676
+286
+1% +$14.9K
AGN
189
DELISTED
Allergan plc
AGN
$970K 0.13%
7,254
-217
-3% -$35.6K
ITA icon
190
iShares US Aerospace & Defense ETF
ITA
$14.1B
$944K 0.13%
10,926
-20,572
-65% -$1.98M
SRLN icon
191
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$942K 0.13%
21,079
+1,627
+8% +$75.6K
DIA icon
192
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$936K 0.12%
4,014
-52
-1% -$13K
TMO icon
193
Thermo Fisher Scientific
TMO
$213B
$936K 0.12%
4,181
– –
F icon
194
Ford
F
$56.2B
$923K 0.12%
120,604
-152,073
-56% -$1.36M
VGK icon
195
Vanguard FTSE Europe ETF
VGK
$29.8B
$919K 0.12%
18,896
+765
+4% +$39.4K
BGX
196
Blackstone Long-Short Credit Income Fund
BGX
$137M
$912K 0.12%
66,405
+2,660
+4% +$40.5K
FTC icon
197
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.33B
$906K 0.12%
15,809
+149
+1% +$9.26K
BLK icon
198
Blackrock
BLK
$163B
$904K 0.12%
2,302
-997
-30% -$408K
SNLN
199
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$897K 0.12%
52,198
– –
WBA
200
DELISTED
Walgreens Boots Alliance
WBA
$886K 0.12%
12,971
-15,493
-54% -$1.2M
6 7
8
9 10

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.