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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+3.63%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$682M
AUM Growth
+$32.2M
Cap. Flow
+$13.6M
Cap. Flow %
1.99%
Top 10 Hldgs %
17.12%
Holding
429
New
53
Increased
164
Reduced
132
Closed
34

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$2.71M
2
CVS icon
CVS Health
CVS
+$2.56M
3
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$2.36M
4
MCD icon
McDonald's
MCD
+$2.22M
5
BLK icon
Blackrock
BLK
+$2.18M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$25.7M
2
DD icon
DuPont de Nemours
DD
+$3.02M
3
DUK icon
Duke Energy
DUK
+$2.87M
4
EXC icon
Exelon
EXC
+$2.77M
5
BG icon
Bunge Global
BG
+$2.75M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.62%
2 Technology 11.69%
3 Financials 11.1%
4 Energy 10.79%
5 Healthcare 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PR
176
Permian Resources
PR
$19B
$1.08M 0.16%
59,434
+15,569
+35% +$287K
WIW
177
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$509M
$1.08M 0.16%
96,660
+1,000
+1% +$11.2K
UNH icon
178
UnitedHealth
UNH
$353B
$1.08M 0.16%
6,567
-166
-2% -$27.2K
ETX
179
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$1.07M 0.16%
54,889
+9,923
+22% +$193K
BSL
180
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$1.05M 0.15%
58,096
+6,240
+12% +$112K
RMP
181
DELISTED
Rice Midstream Partners LP
RMP
$1.03M 0.15%
41,010
-2,990
-7% -$73.5K
OXY icon
182
Occidental Petroleum
OXY
$59.1B
$1.02M 0.15%
16,184
-10,856
-40% -$722K
CXO
183
DELISTED
CONCHO RESOURCES INC.
CXO
$1.01M 0.15%
7,850
-200
-2% -$26.9K
IGSB icon
184
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$997K 0.15%
18,950
-489,564
-96% -$25.7M
GRX
185
Gabelli Healthcare & Wellness Trust
GRX
$149M
$996K 0.15%
99,726
+10,632
+12% +$106K
STZ icon
186
Constellation Brands
STZ
$22.3B
$995K 0.15%
6,140
+50
+0.8% +$7.79K
PAYX icon
187
Paychex
PAYX
$45.2B
$984K 0.14%
16,707
+8,211
+97% +$499K
XLF icon
188
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$965K 0.14%
40,645
-2,095
-5% -$50.2K
PSA icon
189
Public Storage
PSA
$58.5B
$941K 0.14%
4,297
-390
-8% -$86.4K
WSR
190
DELISTED
Whitestone REIT
WSR
$916K 0.13%
66,173
+10,883
+20% +$150K
PEG icon
191
Public Service Enterprise Group
PEG
$36.5B
$910K 0.13%
20,511
+312
+2% +$13.8K
KMG
192
DELISTED
KMG Chemicals Inc
KMG
$898K 0.13%
19,500
– –
DIA icon
193
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$889K 0.13%
4,309
-401
-9% -$81.8K
MRSH
194
Marsh
MRSH
$91.9B
$871K 0.13%
11,788
– –
JBLU icon
195
JetBlue
JBLU
$1.81B
$866K 0.13%
+42,000
New +$856K
NIQ
196
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$862K 0.13%
66,697
+32,387
+94% +$406K
RTN
197
DELISTED
Raytheon Company
RTN
$857K 0.13%
5,619
+533
+10% +$80.2K
NID
198
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$846K 0.12%
65,194
+22,949
+54% +$299K
NEA icon
199
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$841K 0.12%
62,926
-1,295
-2% -$17.2K
FYX icon
200
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$835K 0.12%
15,343
-400
-3% -$21.7K
6 7
8
9 10

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2017 Portfolio in Review

As of Q1 2017, USCA RIA held 429 positions worth $682M, up 5% from $650M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA's Q1 2017 filing shows 53 new, 164 increased, 132 reduced and 34 closed positions. Its largest new stake was iShares iBonds Sep 2017 Term Muni Bond ETF: 86,696 shares worth $2.36M. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $25.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • USCA RIA's largest Q1 2017 buy was iShares iBonds Sep 2017 Term Muni Bond ETF: 86,696 shares worth $2.36M.
  • USCA RIA added most to Gilead Sciences in Q1 2017, an estimated $2.71M increase.
  • USCA RIA's biggest Q1 2017 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $25.7M.
  • USCA RIA fully exited Bunge Global in Q1 2017, selling an estimated $2.75M.
  • USCA RIA's ten largest holdings make up 17% of its $682M portfolio in Q1 2017.
  • USCA RIA opened 53 new positions and closed 34 in Q1 2017.
  • USCA RIA's portfolio value rose 5% quarter-over-quarter to $682M.

Based on USCA RIA's 13F filing for Q1 2017, filed 1 May 2017.