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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
176
Colgate-Palmolive
CL
$73.3B
$854K 0.14%
11,522
+1,176
+11% +$86.9K
AVGO icon
177
Broadcom
AVGO
$1.87T
$828K 0.14%
+48,000
New +$803K
RAI
178
DELISTED
Reynolds American Inc
RAI
$825K 0.14%
17,501
+2,409
+16% +$121K
AMGN icon
179
Amgen
AMGN
$198B
$824K 0.14%
4,937
-6,882
-58% -$1.16M
CB icon
180
Chubb
CB
$132B
$812K 0.13%
6,464
+530
+9% +$67.3K
TOTL icon
181
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.12B
$812K 0.13%
16,186
– –
AEP icon
182
American Electric Power
AEP
$71.9B
$811K 0.13%
12,628
-26,780
-68% -$1.8M
ITA icon
183
iShares US Aerospace & Defense ETF
ITA
$13.7B
$804K 0.13%
12,464
– –
DEO icon
184
Diageo
DEO
$47B
$802K 0.13%
6,909
+782
+13% +$89.4K
OHI icon
185
Omega Healthcare
OHI
$15.1B
$795K 0.13%
22,431
+8,800
+65% +$313K
MRSH
186
Marsh
MRSH
$85.2B
$793K 0.13%
11,788
– –
DIA icon
187
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.1B
$792K 0.13%
4,336
-880
-17% -$162K
ALL icon
188
Allstate
ALL
$64.6B
$790K 0.13%
11,417
– –
RDS.A
189
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$763K 0.13%
15,246
+742
+5% +$37.9K
ETP
190
DELISTED
Energy Transfer Partners L.p.
ETP
$736K 0.12%
19,900
+5,750
+41% +$226K
FYX icon
191
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$722K 0.12%
14,493
+400
+3% +$19.5K
PYPL icon
192
PayPal
PYPL
$49B
$711K 0.12%
17,353
+1,187
+7% +$45.6K
BLW icon
193
BlackRock Limited Duration Income Trust
BLW
$498M
$704K 0.12%
45,340
+830
+2% +$12.9K
EMLP icon
194
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$703K 0.12%
27,781
-1,417
-5% -$35.3K
PEG icon
195
Public Service Enterprise Group
PEG
$39.3B
$687K 0.11%
16,399
-11,338
-41% -$500K
RICE
196
DELISTED
Rice Energy Inc.
RICE
$684K 0.11%
26,200
-1,500
-5% -$37.2K
AIG icon
197
American International
AIG
$41.6B
$661K 0.11%
11,134
-303
-3% -$17.3K
SUI icon
198
Sun Communities
SUI
$14.7B
$658K 0.11%
8,379
+200
+2% +$15.5K
IVZ icon
199
Invesco
IVZ
$13.4B
$656K 0.11%
20,969
+1,999
+11% +$58.7K
MGP
200
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$654K 0.11%
25,100
+6,000
+31% +$157K
6 7
8
9 10

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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.