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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$64.5M
Cap. Flow
+$50.1M
Cap. Flow %
10.82%
Top 10 Hldgs %
17.74%
Holding
404
New
37
Increased
164
Reduced
119
Closed
38

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.11M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.33M
4
PFE icon
Pfizer
PFE
+$2.52M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.98M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.99M
3
AFL icon
Aflac
AFL
+$1.53M
4
RSG icon
Republic Services
RSG
+$1.51M
5
MCD icon
McDonald's
MCD
+$1.5M

Sector Composition

Rank Sector Weight
1 Energy 10.59%
2 Technology 9.64%
3 Consumer Staples 9.4%
4 Healthcare 8.52%
5 Financials 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLS icon
176
Nuveen Mortgage and Income Fund
JLS
$95.5M
$631K 0.14%
27,802
+6,102
+28% +$138K
TOTL icon
177
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.12B
$630K 0.14%
12,968
+607
+5% +$29.8K
ORCL icon
178
Oracle
ORCL
$362B
$625K 0.14%
17,096
+1,285
+8% +$49.1K
MPC icon
179
Marathon Petroleum
MPC
$92.2B
$601K 0.13%
11,594
+142
+1% +$7.43K
PYPL icon
180
PayPal
PYPL
$49B
$596K 0.13%
16,466
+1,600
+11% +$56.4K
MMD
181
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$595K 0.13%
31,600
-1,000
-3% -$18.1K
RDS.A
182
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$588K 0.13%
12,846
-6,639
-34% -$333K
SHY icon
183
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$579K 0.13%
6,860
– –
CTRA
184
DELISTED
Coterra Energy
CTRA
$567K 0.12%
+32,053
New +$643K
FYX icon
185
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$561K 0.12%
12,689
+301
+2% +$13.8K
PANW icon
186
Palo Alto Networks
PANW
$273B
$558K 0.12%
19,020
-3,000
-14% -$86.6K
OHAI
187
DELISTED
OHA Investment Corporation
OHAI
$556K 0.12%
146,200
-6,451
-4% -$27.2K
DVY icon
188
iShares Select Dividend ETF
DVY
$23.8B
$546K 0.12%
7,269
-2,407
-25% -$183K
NKE icon
189
Nike
NKE
$62.6B
$534K 0.12%
8,544
– –
NVS icon
190
Novartis
NVS
$292B
$533K 0.12%
6,918
+1,196
+21% +$95K
GPOR
191
DELISTED
Gulfport Energy Corp.
GPOR
$531K 0.11%
21,625
-725
-3% -$20.4K
ETP
192
DELISTED
Energy Transfer Partners L.p.
ETP
$528K 0.11%
15,657
-7,537
-32% -$296K
FBIN icon
193
Fortune Brands Innovations
FBIN
$5.99B
$527K 0.11%
11,115
– –
ETV
194
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$511K 0.11%
33,415
-1,000
-3% -$15K
SUI icon
195
Sun Communities
SUI
$14.7B
$508K 0.11%
7,419
+14
+0.2% +$943
SCHW
196
Charles Schwab
SCHW
$175B
$503K 0.11%
+15,264
New +$483K
JACK icon
197
Jack in the Box
JACK
$272M
$499K 0.11%
+6,500
New +$494K
VGK icon
198
Vanguard FTSE Europe ETF
VGK
$30.2B
$494K 0.11%
9,894
+3,300
+50% +$169K
EMLP icon
199
First Trust North American Energy Infrastructure Fund
EMLP
$4.17B
$492K 0.11%
24,378
+941
+4% +$20.5K
RTN
200
DELISTED
Raytheon Company
RTN
$489K 0.11%
3,926
-101
-3% -$12.1K
6 7
8
9 10

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USCA RIA's Q4 2015 Portfolio in Review

As of Q4 2015, USCA RIA held 404 positions worth $463M, up 16% from $398M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA deployed $50.1M of net new capital in Q4 2015, opening 37 new positions and adding to 164 existing holdings. Its largest new stake was Alphabet (Google) Class A: 90,040 shares worth $3.5M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was GE Aerospace, an estimated $2.5M trimmed.

  • USCA RIA's largest Q4 2015 buy was Alphabet (Google) Class A: 90,040 shares worth $3.5M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $9.11M increase.
  • USCA RIA's biggest Q4 2015 reduction was GE Aerospace, cutting an estimated $2.5M.
  • USCA RIA fully exited Republic Services in Q4 2015, selling an estimated $1.51M.
  • USCA RIA's ten largest holdings make up 18% of its $463M portfolio in Q4 2015.
  • USCA RIA opened 37 new positions and closed 38 in Q4 2015.
  • USCA RIA's portfolio value rose 16% quarter-over-quarter to $463M.

Based on USCA RIA's 13F filing for Q4 2015, filed 8 Feb 2016.