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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
176
Jefferies Financial Group
JEF
$12.2B
$531K 0.13%
29,302
+1,899
+7% +$38.1K
MPC icon
177
Marathon Petroleum
MPC
$104B
$531K 0.13%
11,452
– –
RICE
178
DELISTED
Rice Energy Inc.
RICE
$530K 0.13%
32,800
+3,200
+11% +$61.1K
AIG icon
179
American International
AIG
$40.2B
$526K 0.13%
9,257
-816
-8% -$49.9K
NKE icon
180
Nike
NKE
$58.7B
$525K 0.13%
8,544
+3,720
+77% +$210K
EMLP icon
181
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$513K 0.13%
+23,437
New +$560K
GAP
182
The Gap Inc
GAP
$8.45B
$512K 0.13%
+17,957
New +$618K
WES
183
DELISTED
Western Gas Partners Lp
WES
$512K 0.13%
10,935
-6,500
-37% -$367K
LUV icon
184
Southwest Airlines
LUV
$19.4B
$507K 0.13%
13,329
+3,281
+33% +$121K
SUI icon
185
Sun Communities
SUI
$15B
$502K 0.13%
7,405
+15
+0.2% +$999
ETX
186
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$491K 0.12%
28,325
+1,100
+4% +$19K
ETV
187
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.81B
$489K 0.12%
34,415
-2,988
-8% -$44.1K
JLS icon
188
Nuveen Mortgage and Income Fund
JLS
$92.6M
$486K 0.12%
21,700
– –
EEP
189
DELISTED
Enbridge Energy Partners
EEP
$484K 0.12%
19,568
-490
-2% -$14.1K
ETP
190
DELISTED
Energy Transfer Partners, L.P.
ETP
$474K 0.12%
16,555
– –
NVS icon
191
Novartis
NVS
$292B
$471K 0.12%
5,722
+57
+1% +$5.07K
TSN icon
192
Tyson Foods
TSN
$19.5B
$470K 0.12%
+10,900
New +$465K
FNF icon
193
Fidelity National Financial
FNF
$12.8B
$468K 0.12%
19,025
– –
DGRW icon
194
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$461K 0.12%
16,093
-741
-4% -$22.4K
PYPL icon
195
PayPal
PYPL
$45.9B
$461K 0.12%
+14,866
New +$532K
PRU icon
196
Prudential Financial
PRU
$41.3B
$459K 0.12%
6,025
– –
SLB icon
197
SLB Ltd
SLB
$85.1B
$455K 0.11%
6,591
-400
-6% -$31.7K
SMC
198
Summit Midstream
SMC
$470M
$455K 0.11%
1,722
-510
-23% -$194K
FBIN icon
199
Fortune Brands Innovations
FBIN
$5.43B
$451K 0.11%
11,115
-1,166
-9% -$48K
EZM icon
200
WisdomTree US MidCap Fund
EZM
$947M
$443K 0.11%
15,480
+2,100
+16% +$64.1K
6 7
8
9 10

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.