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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-1.16%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$4.08M
Cap. Flow
+$11.3M
Cap. Flow %
2.99%
Top 10 Hldgs %
18.45%
Holding
371
New
39
Increased
134
Reduced
126
Closed
30

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.48M
2
IBB icon
iShares Biotechnology ETF
IBB
+$1.53M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.49M
4
EVA
Enviva Inc.
EVA
+$1.36M
5
IVZ icon
Invesco
IVZ
+$1.25M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.42M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.93M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.45M
4
PFE icon
Pfizer
PFE
+$1.31M
5
UNH icon
UnitedHealth
UNH
+$1.29M

Sector Composition

Rank Sector Weight
1 Energy 16.97%
2 Financials 9%
3 Technology 8.93%
4 Industrials 8.63%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTRS icon
176
Viatris
VTRS
$20.2B
$499K 0.13%
7,354
+300
+4% +$21.2K
AMGN icon
177
Amgen
AMGN
$199B
$498K 0.13%
3,247
+221
+7% +$35.4K
TOTL icon
178
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.12B
$498K 0.13%
+10,054
New +$501K
IEV icon
179
iShares Europe ETF
IEV
$1.64B
$497K 0.13%
11,356
-308
-3% -$14.2K
KMG
180
DELISTED
KMG Chemicals Inc
KMG
$496K 0.13%
19,500
– –
JLS icon
181
Nuveen Mortgage and Income Fund
JLS
$95.3M
$492K 0.13%
21,700
+1,500
+7% +$34.5K
FNF icon
182
Fidelity National Financial
FNF
$13.5B
$489K 0.13%
19,025
– –
SNY icon
183
Sanofi
SNY
$105B
$482K 0.13%
9,732
-52
-0.5% -$2.63K
FBIN icon
184
Fortune Brands Innovations
FBIN
$5.98B
$481K 0.13%
12,281
– –
MMD
185
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
$476K 0.13%
27,600
-11,000
-28% -$202K
MMM icon
186
3M
MMM
$89.8B
$472K 0.13%
3,661
+954
+35% +$128K
RITM icon
187
Rithm Capital
RITM
$5.1B
$468K 0.12%
30,700
+14,700
+92% +$244K
SWKS icon
188
Skyworks Solutions
SWKS
$9.43B
$468K 0.12%
4,499
+600
+15% +$60.7K
LM
189
DELISTED
Legg Mason, Inc.
LM
$464K 0.12%
8,995
– –
ETX
190
Eaton Vance Municipal Income 2028 Term Trust
ETX
$202M
$461K 0.12%
27,225
-5,000
-16% -$87.1K
SUI icon
191
Sun Communities
SUI
$14.7B
$457K 0.12%
7,390
-184
-2% -$11.7K
PPL
192
PPL Corp
PPL
$26.9B
$450K 0.12%
15,270
-3,826
-20% -$120K
MDY icon
193
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$449K 0.12%
1,645
-59
-3% -$16.4K
ET icon
194
Energy Transfer Partners
ET
$70.1B
$447K 0.12%
13,946
+5,000
+56% +$168K
FNX icon
195
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$441K 0.12%
8,177
+1
+0% +$55
TMO icon
196
Thermo Fisher Scientific
TMO
$194B
$434K 0.12%
3,346
+60
+2% +$7.82K
SYY icon
197
Sysco
SYY
$39.6B
$431K 0.11%
11,935
-49
-0.4% -$1.83K
EOS
198
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$426K 0.11%
30,700
– –
EZM icon
199
WisdomTree US MidCap Fund
EZM
$939M
$424K 0.11%
13,380
+2,760
+26% +$89K
WPZ
200
DELISTED
Williams Partners L.P.
WPZ
$424K 0.11%
8,751
– –
6 7
8
9 10

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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q2 2015 Portfolio in Review

As of Q2 2015, USCA RIA held 371 positions worth $377M, up 1.1% from $373M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA's Q2 2015 filing shows 39 new, 134 increased, 126 reduced and 30 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $3.42M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's largest Q2 2015 buy was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M.
  • USCA RIA added most to iShares Biotechnology ETF in Q2 2015, an estimated $1.53M increase.
  • USCA RIA's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $3.42M.
  • USCA RIA fully exited Rockwell Collins in Q2 2015, selling an estimated $1.19M.
  • USCA RIA's ten largest holdings make up 18% of its $377M portfolio in Q2 2015.
  • USCA RIA opened 39 new positions and closed 30 in Q2 2015.
  • USCA RIA's portfolio value rose 1.1% quarter-over-quarter to $377M.

Based on USCA RIA's 13F filing for Q2 2015, filed 12 Aug 2015.