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USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
+2.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$362M
AUM Growth
+$33.9M
(+10%)
Cap. Flow
+$33.9M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
21.12%
Holding
376
New
52
Increased
131
Reduced
99
Closed
51
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$10.1M |
| 2 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$6.49M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.7M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$3.77M |
| 5 |
Kinder Morgan
KMI
|
+$3.24M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$3.25M |
| 2 |
Seagate
STX
|
+$1.66M |
| 3 |
Duke Energy
DUK
|
+$1.15M |
| 4 |
Snap-on
SNA
|
+$985K |
| 5 |
CTWS
Connecticut Water Service Inc
CTWS
|
+$972K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 20.06% |
| 2 | Industrials | 8.65% |
| 3 | Technology | 8.4% |
| 4 | Financials | 7.87% |
| 5 | Consumer Staples | 7.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
General Mills
GIS
$19.7B
| $488K | 0.13% |
+9,147
| New | +$473K |
|
|
LM
177
DELISTED
Legg Mason, Inc.
LM
| $483K | 0.13% |
9,045
| – | – |
|
178
Jefferies Financial Group
JEF
$12.9B
| $482K | 0.13% |
23,996
-1,340
| -5% | -$27.6K |
|
179
Energous
WATT
$84.8M
| $479K | 0.13% |
73
+52
| +248% | +$291K |
|
180
Fortune Brands Innovations
FBIN
$5.99B
| $475K | 0.13% |
+12,281
| New | +$450K |
|
181
Gilead Sciences
GILD
$162B
| $475K | 0.13% |
5,041
+2,950
| +141% | +$305K |
|
182
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
| $475K | 0.13% |
+22,750
| New | +$489K |
|
183
KKR & Co
KKR
$85.8B
| $475K | 0.13% |
20,455
-775
| -4% | -$17K |
|
184
Omega Healthcare
OHI
$15.1B
| $474K | 0.13% |
12,130
+19
| +0.2% | +$720 |
|
|
POT
185
DELISTED
Potash Corp Of Saskatchewan
POT
| $474K | 0.13% |
13,432
-2,619
| -16% | -$89.2K |
|
186
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $472K | 0.13% |
9,631
-699
| -7% | -$32.7K |
|
187
Sysco
SYY
$39.3B
| $464K | 0.13% |
11,691
+111
| +1% | +$4.3K |
|
188
Sun Communities
SUI
$14.7B
| $456K | 0.13% |
7,538
+18
| +0.2% | +$1.02K |
|
189
Fidelity National Financial
FNF
$13.5B
| $455K | 0.13% |
19,025
| – | – |
|
|
WPZ
190
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $452K | 0.12% |
10,722
-8,311
| -44% | -$391K |
|
191
Amgen
AMGN
$198B
| $448K | 0.12% |
2,814
+302
| +12% | +$47.1K |
|
192
Walt Disney
DIS
$166B
| $447K | 0.12% |
4,747
-755
| -14% | -$68.1K |
|
193
Cohen & Steers Closed End Opportunity Fund
FOF
$379M
| $447K | 0.12% |
+34,000
| New | +$447K |
|
194
Sanofi
SNY
$105B
| $444K | 0.12% |
9,738
+6
| +0.1% | +$291 |
|
|
RRMS
195
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
| $438K | 0.12% |
9,635
-3,384
| -26% | -$175K |
|
|
JTD
196
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $436K | 0.12% |
27,012
+16,000
| +145% | +$250K |
|
|
HTO
197
H2O America
HTO
$2.67B
| $434K | 0.12% |
13,526
+12
| +0.1% | +$361 |
|
198
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
| $432K | 0.12% |
8,176
-39
| -0.5% | -$2K |
|
199
GoPro
GPRO
$128M
| $430K | 0.12% |
6,800
-1,200
| -15% | -$88.4K |
|
200
Designer Brands
DBI
$293M
| $429K | 0.12% |
+11,507
| New | +$376K |
|
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USCA RIA's Q4 2014 Portfolio in Review
As of Q4 2014, USCA RIA held 376 positions worth $362M, up 10% from $328M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
USCA RIA deployed $33.9M of net new capital in Q4 2014, opening 52 new positions and adding to 131 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Seagate, an estimated $1.66M trimmed.
- USCA RIA's largest Q4 2014 buy was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
- USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2014, an estimated $10.1M increase.
- USCA RIA's biggest Q4 2014 reduction was Seagate, cutting an estimated $1.66M.
- USCA RIA fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.25M.
- USCA RIA's ten largest holdings make up 21% of its $362M portfolio in Q4 2014.
- USCA RIA opened 52 new positions and closed 51 in Q4 2014.
- USCA RIA's portfolio value rose 10% quarter-over-quarter to $362M.
Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.