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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
176
DELISTED
Blueknight Energy Partners L.P.
BKEP
$469K 0.14%
56,900
+20,500
+56% +$177K
FYX icon
177
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$464K 0.14%
10,330
+431
+4% +$20.4K
LM
178
DELISTED
Legg Mason, Inc.
LM
$463K 0.14%
9,045
– –
STZ icon
179
Constellation Brands
STZ
$22.6B
$456K 0.14%
5,235
– –
MKTO
180
DELISTED
MARKETO INC COM STK (DE)
MKTO
$444K 0.14%
13,750
-2,550
-16% -$74.4K
SYY icon
181
Sysco
SYY
$39.3B
$439K 0.13%
11,580
+190
+2% +$7.09K
RTX icon
182
RTX Corp
RTX
$262B
$438K 0.13%
6,598
+255
+4% +$17.5K
BPL
183
DELISTED
Buckeye Partners, L.P.
BPL
$430K 0.13%
+5,400
New +$430K
HEP
184
DELISTED
Holly Energy Partners, L.P.
HEP
$429K 0.13%
11,778
– –
BIN
185
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$429K 0.13%
16,646
-971
-6% -$24.7K
OHI icon
186
Omega Healthcare
OHI
$15.1B
$414K 0.13%
12,111
+1,454
+14% +$53.5K
FNX icon
187
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$412K 0.13%
8,215
-300
-4% -$15.7K
SNI
188
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$410K 0.12%
+5,250
New +$423K
LUV icon
189
Southwest Airlines
LUV
$23.3B
$408K 0.12%
12,078
+1,373
+13% +$41.9K
PXD
190
DELISTED
Pioneer Natural Resource Co.
PXD
$401K 0.12%
2,035
-250
-11% -$52.9K
TMO icon
191
Thermo Fisher Scientific
TMO
$196B
$400K 0.12%
3,286
-30
-0.9% -$3.65K
NI icon
192
NiSource
NI
$22.3B
$393K 0.12%
24,404
+6,072
+33% +$92.8K
ESV
193
DELISTED
Ensco Rowan plc
ESV
$393K 0.12%
2,380
+497
+26% +$98.5K
LUMN icon
194
Lumen
LUMN
$6.9B
$392K 0.12%
9,595
– –
XRX icon
195
Xerox
XRX
$348M
$391K 0.12%
11,220
+2
+0% +$70
TRND
196
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$388K 0.12%
9,946
+1,941
+24% +$75.7K
AMID
197
DELISTED
American Midstream Partners, LP
AMID
$383K 0.12%
13,170
– –
NVS icon
198
Novartis
NVS
$292B
$381K 0.12%
4,513
+1,383
+44% +$112K
SUI icon
199
Sun Communities
SUI
$14.7B
$380K 0.12%
7,520
+19
+0.3% +$997
IGSB icon
200
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$369K 0.11%
7,016
+330
+5% +$17.4K
6 7
8
9 10

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
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BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
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PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.