We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+9.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$30.8M
Cap. Flow
+$13.1M
Cap. Flow %
5.22%
Top 10 Hldgs %
23.85%
Holding
294
New
48
Increased
96
Reduced
71
Closed
40

Top Buys

Rank Stock Value
1
OILT
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
+$1.22M
2
GM icon
General Motors
GM
+$1.14M
3
AMGN icon
Amgen
AMGN
+$932K
4
MAT icon
Mattel
MAT
+$864K
5
CMI icon
Cummins
CMI
+$841K

Top Sells

Rank Stock Value
1
CVRR
CVR Refining, LP
CVRR
+$1.17M
2
FLIC
First of Long Island Corp
FLIC
+$976K
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$960K
4
DHC
Diversified Healthcare Trust
DHC
+$930K
5
O icon
Realty Income
O
+$921K

Sector Composition

Rank Sector Weight
1 Energy 27.62%
2 Consumer Staples 9.79%
3 Financials 9.32%
4 Technology 8.92%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
176
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.89B
$359K 0.14%
7,043
+756
+12% +$39.4K
IGSB icon
177
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$353K 0.14%
6,686
– –
HEDJ icon
178
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
$352K 0.14%
12,536
+722
+6% +$19.6K
PNG
179
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$344K 0.14%
14,950
– –
DE icon
180
Deere & Co
DE
$165B
$343K 0.14%
3,760
– –
L icon
181
Loews
L
$23.8B
$332K 0.13%
6,878
– –
VTLE
182
DELISTED
Vital Energy
VTLE
$332K 0.13%
600
– –
IBM icon
183
IBM
IBM
$194B
$328K 0.13%
1,832
-121
-6% -$20.9K
CVY icon
184
Invesco Zacks Multi-Asset Income ETF
CVY
$122M
$323K 0.13%
13,041
+3,624
+38% +$88.8K
KYN icon
185
Kayne Anderson Energy Infrastructure Fund
KYN
$2.53B
$323K 0.13%
8,100
– –
GLD icon
186
SPDR Gold Trust
GLD
$130B
$316K 0.13%
2,724
-905
-25% -$111K
OHI icon
187
Omega Healthcare
OHI
$15.2B
$316K 0.13%
10,617
-14,619
-58% -$463K
PAYX icon
188
Paychex
PAYX
$39.4B
$316K 0.13%
6,951
+302
+5% +$12.9K
SUI icon
189
Sun Communities
SUI
$14.8B
$314K 0.13%
7,359
+1,211
+20% +$51.5K
ALL icon
190
Allstate
ALL
$65.5B
$310K 0.12%
5,676
– –
BKEP
191
DELISTED
Blueknight Energy Partners L.P.
BKEP
$310K 0.12%
36,400
+2,000
+6% +$17.4K
CXO
192
DELISTED
CONCHO RESOURCES INC.
CXO
$310K 0.12%
+2,869
New +$310K
EFF
193
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$309K 0.12%
17,000
-12,000
-41% -$216K
GLW icon
194
Corning
GLW
$134B
$299K 0.12%
16,768
+800
+5% +$13.2K
TEF
195
DELISTED
Telefonica
TEF
$297K 0.12%
24,742
+209
+0.9% +$2.53K
GMZ
196
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$291K 0.12%
+2,000
New +$282K
CB
197
DELISTED
CHUBB CORPORATION
CB
$283K 0.11%
2,927
+132
+5% +$12.3K
AIG icon
198
American International
AIG
$41.4B
$281K 0.11%
5,500
-3,380
-38% -$168K
BLK icon
199
Blackrock
BLK
$161B
$280K 0.11%
885
– –
TGNA
200
DELISTED
TEGNA Inc
TGNA
$275K 0.11%
17,777
-192
-1% -$2.71K
6 7
8
9 10

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2013 Portfolio in Review

As of Q4 2013, USCA RIA held 294 positions worth $251M, up 14% from $220M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $13.1M of net new capital in Q4 2013, opening 48 new positions and adding to 96 existing holdings. Its largest new stake was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was NGL Energy Partners, an estimated $619K trimmed.

  • USCA RIA's largest Q4 2013 buy was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.
  • USCA RIA added most to Cummins in Q4 2013, an estimated $841K increase.
  • USCA RIA's biggest Q4 2013 reduction was NGL Energy Partners, cutting an estimated $619K.
  • USCA RIA fully exited CVR Refining, LP in Q4 2013, selling an estimated $1.17M.
  • USCA RIA's ten largest holdings make up 24% of its $251M portfolio in Q4 2013.
  • USCA RIA opened 48 new positions and closed 40 in Q4 2013.
  • USCA RIA's portfolio value rose 14% quarter-over-quarter to $251M.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.