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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$145M
Cap. Flow
+$91.2M
Cap. Flow %
7.15%
Top 10 Hldgs %
33.56%
Holding
518
New
67
Increased
174
Reduced
170
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$22.7M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$14.4M
4
IBB icon
iShares Biotechnology ETF
IBB
+$9.14M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$8.04M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$3.53M
2
BP icon
BP
BP
+$2.85M
3
UPS icon
United Parcel Service
UPS
+$2.77M
4
TGT icon
Target
TGT
+$2.57M
5
ABBV icon
AbbVie
ABBV
+$2.37M

Sector Composition

Rank Sector Weight
1 Technology 11.94%
2 Financials 8.2%
3 Healthcare 7.73%
4 Consumer Staples 5.61%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
151
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$1.75M 0.14%
120,416
-3,070
-2% -$44.6K
U icon
152
Unity
U
$12.6B
$1.74M 0.14%
+19,980
New +$1.69M
LYV icon
153
Live Nation Entertainment
LYV
$41B
$1.74M 0.14%
32,330
+1,395
+5% +$71.9K
PSTH
154
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.73M 0.14%
+76,275
New +$1.71M
IGV icon
155
iShares Expanded Tech-Software Sector ETF
IGV
$12.9B
$1.71M 0.13%
27,505
+6,240
+29% +$375K
VTEB icon
156
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45B
$1.67M 0.13%
30,597
-1,642
-5% -$89.6K
ET icon
157
Energy Transfer Partners
ET
$70.3B
$1.64M 0.13%
302,572
+17,998
+6% +$114K
WIW
158
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$1.64M 0.13%
145,588
-1,250
-0.9% -$14.2K
MUB icon
159
iShares National Muni Bond ETF
MUB
$45B
$1.63M 0.13%
14,029
-512
-4% -$59.5K
MTT
160
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$1.59M 0.12%
78,405
+3,655
+5% +$74.2K
CII icon
161
BlackRock Enhanced Captial and Income Fund
CII
$998M
$1.58M 0.12%
102,300
-8,000
-7% -$122K
ATVI
162
DELISTED
Activision Blizzard
ATVI
$1.56M 0.12%
19,304
+124
+0.6% +$10.1K
HQH
163
abrdn Healthcare Investors
HQH
$1.21B
$1.55M 0.12%
+75,185
New +$1.59M
CCL icon
164
Carnival Corporation Ltd
CCL
$34.6B
$1.54M 0.12%
101,360
-19,545
-16% -$302K
SUI icon
165
Sun Communities
SUI
$14.8B
$1.51M 0.12%
10,745
+100
+0.9% +$14.3K
OLED icon
166
Universal Display
OLED
$3.71B
$1.51M 0.12%
8,335
+707
+9% +$121K
LFUS icon
167
Littelfuse
LFUS
$10.5B
$1.48M 0.12%
8,362
– –
REZI icon
168
Resideo Technologies
REZI
$5.16B
$1.48M 0.12%
134,093
-127,097
-49% -$1.61M
FYX icon
169
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.35B
$1.47M 0.12%
25,380
-561
-2% -$32.3K
PLMR icon
170
Palomar
PLMR
$3.42B
$1.46M 0.11%
14,020
+160
+1% +$15.7K
MDT icon
171
Medtronic
MDT
$105B
$1.45M 0.11%
13,992
-13,361
-49% -$1.34M
DIA icon
172
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$1.4M 0.11%
5,031
– –
SGDM icon
173
Sprott Gold Miners ETF
SGDM
$552M
$1.39M 0.11%
41,452
-2,000
-5% -$70K
PUK icon
174
Prudential
PUK
$36.2B
$1.39M 0.11%
50,059
+3,200
+7% +$95.8K
DJUL icon
175
FT Vest US Equity Deep Buffer ETF July
DJUL
$409M
$1.36M 0.11%
+44,301
New +$1.36M
5 6
7
8 9

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2020 Portfolio in Review

As of Q3 2020, USCA RIA held 518 positions worth $1.28B, up 13% from $1.13B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

USCA RIA deployed $91.2M of net new capital in Q3 2020, opening 67 new positions and adding to 174 existing holdings. Its largest new stake was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Gilead Sciences, an estimated $3.53M trimmed.

  • USCA RIA's largest Q3 2020 buy was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $22.8M increase.
  • USCA RIA's biggest Q3 2020 reduction was Gilead Sciences, cutting an estimated $3.53M.
  • USCA RIA fully exited KLA in Q3 2020, selling an estimated $2.24M.
  • USCA RIA's ten largest holdings make up 34% of its $1.28B portfolio in Q3 2020.
  • USCA RIA opened 67 new positions and closed 54 in Q3 2020.
  • USCA RIA's portfolio value rose 13% quarter-over-quarter to $1.28B.

Based on USCA RIA's 13F filing for Q3 2020, filed 27 Oct 2020.