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UR
USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
(-23%)
Cap. Flow
-$119M
Cap. Flow
% of AUM
-15.83%
Top 10 Holdings %
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dominion Energy
D
|
+$3.62M |
| 2 |
A.O. Smith
AOS
|
+$3.06M |
| 3 |
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
|
+$2.86M |
| 4 |
General Mills
GIS
|
+$2.77M |
| 5 |
Qualcomm
QCOM
|
+$2.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Simon Property Group
SPG
|
+$7.01M |
| 2 |
IBM
IBM
|
+$5.89M |
| 3 |
Eaton
ETN
|
+$5.54M |
| 4 |
Wells Fargo
WFC
|
+$4.53M |
| 5 |
NVIDIA
NVDA
|
+$4.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.87% |
| 2 | Technology | 10.38% |
| 3 | Healthcare | 9.91% |
| 4 | Consumer Staples | 9.22% |
| 5 | Energy | 8.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
American Electric Power
AEP
$72.4B
| $1.35M | 0.18% |
18,049
-5,766
| -24% | -$433K |
|
152
Invesco
IVZ
$13.5B
| $1.34M | 0.18% |
80,254
-10,456
| -12% | -$209K |
|
|
NID
153
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $1.33M | 0.18% |
107,493
-16,274
| -13% | -$200K |
|
154
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.33M | 0.18% |
29,226
+600
| +2% | +$28.4K |
|
155
Amplify Cybersecurity ETF
HACK
$2.66B
| $1.33M | 0.18% |
39,466
-30,113
| -43% | -$1.08M |
|
156
Abbott
ABT
$175B
| $1.33M | 0.18% |
18,350
+68
| +0.4% | +$4.78K |
|
157
Delta Air Lines
DAL
$54.9B
| $1.33M | 0.18% |
26,577
+950
| +4% | +$51.7K |
|
|
OAK
158
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $1.31M | 0.17% |
33,049
-4,743
| -13% | -$195K |
|
159
Carnival Corporation Ltd
CCL
$35.7B
| $1.31M | 0.17% |
26,609
-4,618
| -15% | -$264K |
|
160
SLB Ltd
SLB
$71.3B
| $1.31M | 0.17% |
36,184
+28,029
| +344% | +$1.38M |
|
161
Crown Castle
CCI
$33.8B
| $1.3M | 0.17% |
11,989
-100
| -0.8% | -$11K |
|
162
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
| $1.29M | 0.17% |
48,662
+19,324
| +66% | +$525K |
|
163
Plains All American Pipeline
PAA
$17.3B
| $1.29M | 0.17% |
64,231
+3,186
| +5% | +$72.6K |
|
164
Alerian MLP ETF
AMLP
$12.9B
| $1.25M | 0.17% |
28,696
-1,117
| -4% | -$54.8K |
|
165
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
| $1.25M | 0.17% |
10,737
-4,565
| -30% | -$568K |
|
|
OPTU
166
Optimum Communications Inc
OPTU
$350M
| $1.23M | 0.16% |
74,420
-1,075
| -1% | -$18.7K |
|
167
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $1.22M | 0.16% |
24,064
+10,980
| +84% | +$596K |
|
168
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
| $1.19M | 0.16% |
22,003
+212
| +1% | +$12.9K |
|
169
Newell Brands
NWL
$2.29B
| $1.17M | 0.16% |
63,129
-18,693
| -23% | -$372K |
|
170
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
| $1.16M | 0.15% |
82,100
+3,000
| +4% | +$46.4K |
|
171
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $1.16M | 0.15% |
25,765
-29,815
| -54% | -$1.39M |
|
172
Honeywell
HON
$73.8B
| $1.14M | 0.15% |
9,180
+1,760
| +24% | +$240K |
|
173
Texas Instruments
TXN
$268B
| $1.11M | 0.15% |
11,796
-2,088
| -15% | -$202K |
|
|
BLUE
174
DELISTED
bluebird bio
BLUE
| $1.09M | 0.15% |
850
+130
| +18% | +$199K |
|
175
ConocoPhillips
COP
$145B
| $1.09M | 0.14% |
17,429
+237
| +1% | +$16.1K |
|
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NIA
USCA RIA's Q4 2018 Portfolio in Review
As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.
USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.
Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.
- USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
- USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
- USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
- USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
- USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
- USCA RIA opened 27 new positions and closed 79 in Q4 2018.
- USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.
Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.