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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
151
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$2.07M 0.21%
24,786
-366
-1% -$30.6K
LUV icon
152
Southwest Airlines
LUV
$23.3B
$2M 0.2%
32,095
+702
+2% +$41.1K
CCL icon
153
Carnival Corporation Ltd
CCL
$35.7B
$1.99M 0.2%
31,227
-47,707
-60% -$2.89M
HRL icon
154
Hormel Foods
HRL
$13.9B
$1.97M 0.2%
49,912
+273
+0.5% +$10.5K
XLF icon
155
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$1.95M 0.2%
70,760
+23,563
+50% +$659K
VGI
156
Virtus Global Multi-Sector Income Fund
VGI
$82.6M
$1.92M 0.2%
145,485
+26,215
+22% +$351K
DEO icon
157
Diageo
DEO
$46.9B
$1.92M 0.2%
13,545
+2,091
+18% +$300K
MMD
158
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$1.92M 0.2%
97,633
+1,930
+2% +$37.9K
IVV icon
159
iShares Core S&P 500 ETF
IVV
$886B
$1.9M 0.19%
6,502
+501
+8% +$144K
WMB icon
160
Williams Companies
WMB
$91.1B
$1.89M 0.19%
69,574
+28,526
+69% +$828K
TSN icon
161
Tyson Foods
TSN
$20.1B
$1.89M 0.19%
31,683
+874
+3% +$54.7K
STZ icon
162
Constellation Brands
STZ
$22.6B
$1.86M 0.19%
8,647
+165
+2% +$35.1K
EQT icon
163
EQT Corp
EQT
$33.8B
$1.84M 0.19%
76,269
+6,652
+10% +$184K
EMN icon
164
Eastman Chemical
EMN
$7.93B
$1.7M 0.17%
17,739
+3,693
+26% +$366K
AEP icon
165
American Electric Power
AEP
$72.4B
$1.69M 0.17%
+23,815
New +$1.69M
ETX
166
Eaton Vance Municipal Income 2028 Term Trust
ETX
$204M
$1.68M 0.17%
86,052
– –
AVGO icon
167
Broadcom
AVGO
$1.89T
$1.68M 0.17%
67,890
-10,400
-13% -$233K
IAT icon
168
iShares US Regional Banks ETF
IAT
$687M
$1.67M 0.17%
34,139
+14,353
+73% +$734K
EQM
169
DELISTED
EQM Midstream Partners, LP
EQM
$1.67M 0.17%
31,600
+50
+0.2% +$2.73K
LFUS icon
170
Littelfuse
LFUS
$10.5B
$1.66M 0.17%
8,402
+1,260
+18% +$277K
NWL icon
171
Newell Brands
NWL
$2.29B
$1.66M 0.17%
81,822
+47,465
+138% +$1.11M
HAS icon
172
Hasbro
HAS
$12.6B
$1.64M 0.17%
15,554
-34,602
-69% -$3.47M
MNDT
173
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.64M 0.17%
96,150
+15,400
+19% +$246K
SBUX icon
174
Starbucks
SBUX
$119B
$1.6M 0.16%
28,096
+1,366
+5% +$72.2K
AMLP icon
175
Alerian MLP ETF
AMLP
$12.9B
$1.59M 0.16%
29,813
-12
-0% -$647
5 6
7
8 9

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GA
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NNP
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JJIJ
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BAWC
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.