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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
151
Novartis
NVS
$294B
$1.21M 0.19%
18,508
+4,397
+31% +$285K
LUV icon
152
Southwest Airlines
LUV
$23.4B
$1.16M 0.18%
23,231
+700
+3% +$31.4K
SBUX icon
153
Starbucks
SBUX
$119B
$1.13M 0.17%
20,278
-1,000
-5% -$55.4K
IVV icon
154
iShares Core S&P 500 ETF
IVV
$887B
$1.11M 0.17%
4,928
– –
PEP icon
155
PepsiCo
PEP
$185B
$1.1M 0.17%
10,506
+576
+6% +$60.3K
CII icon
156
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$1.09M 0.17%
79,400
-50
-0.1% -$667
LFUS icon
157
Littelfuse
LFUS
$10.5B
$1.09M 0.17%
7,162
-1,790
-20% -$255K
RMP
158
DELISTED
Rice Midstream Partners LP
RMP
$1.08M 0.17%
44,000
+6,250
+17% +$139K
UNH icon
159
UnitedHealth
UNH
$393B
$1.08M 0.17%
6,733
-12
-0.2% -$1.79K
HACK icon
160
Amplify Cybersecurity ETF
HACK
$2.66B
$1.07M 0.17%
40,629
+26,875
+195% +$725K
CXO
161
DELISTED
CONCHO RESOURCES INC.
CXO
$1.07M 0.16%
+8,050
New +$1.09M
WIW
162
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$1.07M 0.16%
95,660
+11,840
+14% +$131K
FRA icon
163
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$1.06M 0.16%
73,692
+1,613
+2% +$22.4K
PSA icon
164
Public Storage
PSA
$54.5B
$1.05M 0.16%
4,687
– –
GSK icon
165
GSK
GSK
$102B
$1.04M 0.16%
21,632
+5,095
+31% +$252K
BAC icon
166
Bank of America
BAC
$432B
$1.02M 0.16%
46,250
+17,295
+60% +$333K
MDLZ icon
167
Mondelez International
MDLZ
$77.6B
$999K 0.15%
22,534
-3,500
-13% -$151K
XLF icon
168
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$994K 0.15%
+42,740
New +$917K
BSL
169
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$938K 0.14%
51,856
– –
MMD
170
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
$938K 0.14%
51,249
-6,995
-12% -$132K
STZ icon
171
Constellation Brands
STZ
$22.4B
$934K 0.14%
6,090
+20
+0.3% +$3.18K
CL icon
172
Colgate-Palmolive
CL
$73.3B
$931K 0.14%
14,234
+2,712
+24% +$186K
DIA icon
173
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.1B
$930K 0.14%
4,710
+374
+9% +$70.5K
MA icon
174
Mastercard
MA
$473B
$930K 0.14%
9,008
-248
-3% -$25.7K
KR icon
175
Kroger
KR
$35.7B
$910K 0.14%
26,362
-44,497
-63% -$1.45M
5 6
7
8 9

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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.