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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
151
iShares Core S&P 500 ETF
IVV
$887B
$1.07M 0.18%
4,928
-33
-0.7% -$7.18K
ORCL icon
152
Oracle
ORCL
$366B
$1.05M 0.17%
26,812
-329
-1% -$13.4K
DAL icon
153
Delta Air Lines
DAL
$55.7B
$1.05M 0.17%
26,565
+1
+0% +$38
PSA icon
154
Public Storage
PSA
$55.4B
$1.05M 0.17%
4,687
– –
STZ icon
155
Constellation Brands
STZ
$22.3B
$1.01M 0.17%
6,070
-510
-8% -$84.1K
BTT icon
156
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1M 0.17%
41,335
-3,128
-7% -$75.2K
JWN
157
DELISTED
Nordstrom
JWN
$1M 0.17%
19,337
+37
+0.2% +$1.74K
FRA icon
158
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
$999K 0.17%
72,079
+13,950
+24% +$189K
NVS icon
159
Novartis
NVS
$294B
$998K 0.17%
14,111
+1,627
+13% +$119K
LULU icon
160
lululemon athletica
LULU
$13.2B
$979K 0.16%
+16,050
New +$1.19M
BX icon
161
Blackstone
BX
$152B
$967K 0.16%
37,890
+2,085
+6% +$55K
NEA icon
162
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$950K 0.16%
65,059
+54,559
+520% +$812K
UNH icon
163
UnitedHealth
UNH
$396B
$944K 0.16%
6,745
-90
-1% -$12.6K
MA icon
164
Mastercard
MA
$476B
$942K 0.16%
9,256
-630
-6% -$60.4K
WIW
165
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$938K 0.16%
83,820
+12,760
+18% +$143K
MDT icon
166
Medtronic
MDT
$107B
$937K 0.16%
10,843
+45
+0.4% +$3.92K
GRX
167
Gabelli Healthcare & Wellness Trust
GRX
$141M
$924K 0.15%
88,763
+1,070
+1% +$11.7K
RMP
168
DELISTED
Rice Midstream Partners LP
RMP
$916K 0.15%
37,750
+9,000
+31% +$189K
GSK icon
169
GSK
GSK
$102B
$892K 0.15%
16,537
+3,452
+26% +$189K
CONE
170
DELISTED
CyrusOne Inc Common Stock
CONE
$890K 0.15%
18,700
-1,061
-5% -$54.9K
IVOV icon
171
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$879K 0.15%
17,280
– –
LUV icon
172
Southwest Airlines
LUV
$23.8B
$876K 0.15%
22,531
+4,201
+23% +$160K
BSL
173
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$874K 0.14%
51,856
-4,100
-7% -$67.3K
CAT icon
174
Caterpillar
CAT
$410B
$869K 0.14%
9,792
-11,600
-54% -$949K
NFLX icon
175
Netflix
NFLX
$286B
$864K 0.14%
87,700
+38,700
+79% +$369K
5 6
7
8 9

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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.