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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$463M
AUM Growth
+$64.5M
Cap. Flow
+$50.1M
Cap. Flow %
10.82%
Top 10 Hldgs %
17.74%
Holding
404
New
37
Increased
164
Reduced
119
Closed
38

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.11M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.33M
4
PFE icon
Pfizer
PFE
+$2.52M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.98M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$2.5M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.99M
3
AFL icon
Aflac
AFL
+$1.53M
4
RSG icon
Republic Services
RSG
+$1.51M
5
MCD icon
McDonald's
MCD
+$1.5M

Sector Composition

Rank Sector Weight
1 Energy 10.59%
2 Technology 9.64%
3 Consumer Staples 9.4%
4 Healthcare 8.52%
5 Financials 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$185B
$919K 0.2%
9,199
+278
+3% +$27.7K
DIA icon
152
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$910K 0.2%
5,230
-14
-0.3% -$2.45K
PAA icon
153
Plains All American Pipeline
PAA
$17.3B
$906K 0.2%
39,207
-6,386
-14% -$172K
GILD icon
154
Gilead Sciences
GILD
$162B
$868K 0.19%
8,575
+1,528
+22% +$159K
HQL
155
abrdn Life Sciences Investors
HQL
$600M
$848K 0.18%
35,879
+6,766
+23% +$168K
MET icon
156
MetLife
MET
$60B
$839K 0.18%
19,532
+12,302
+170% +$541K
ESRX
157
DELISTED
Express Scripts Holding Company
ESRX
$831K 0.18%
9,511
+100
+1% +$8.57K
DAL icon
158
Delta Air Lines
DAL
$54.9B
$826K 0.18%
16,288
+7,256
+80% +$359K
PPL
159
PPL Corp
PPL
$27.2B
$819K 0.18%
23,995
-587
-2% -$19.8K
JWN
160
DELISTED
Nordstrom
JWN
$812K 0.18%
+16,301
New +$989K
GBAB
161
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$811K 0.18%
38,030
+500
+1% +$10.9K
STZ icon
162
Constellation Brands
STZ
$22.6B
$805K 0.17%
5,650
– –
M icon
163
Macy's
M
$6.4B
$793K 0.17%
+22,677
New +$983K
NFLX icon
164
Netflix
NFLX
$285B
$766K 0.17%
67,000
+45,500
+212% +$520K
MUB icon
165
iShares National Muni Bond ETF
MUB
$45.2B
$749K 0.16%
6,766
-7,179
-51% -$788K
LUV icon
166
Southwest Airlines
LUV
$23.3B
$748K 0.16%
17,377
+4,048
+30% +$179K
MDT icon
167
Medtronic
MDT
$105B
$748K 0.16%
9,718
-200
-2% -$15.1K
AMGN icon
168
Amgen
AMGN
$198B
$724K 0.16%
4,462
+503
+13% +$79.1K
HEDJ icon
169
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$710K 0.15%
26,390
+896
+4% +$26.4K
WWAV
170
DELISTED
The WhiteWave Foods Company
WWAV
$698K 0.15%
17,950
+1,000
+6% +$40.5K
ITA icon
171
iShares US Aerospace & Defense ETF
ITA
$13.6B
$692K 0.15%
+11,702
New +$685K
KMF
172
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$685K 0.15%
55,380
-2,050
-4% -$34.7K
DSL
173
DoubleLine Income Solutions Fund
DSL
$1.23B
$658K 0.14%
40,544
+9,700
+31% +$166K
PEG icon
174
Public Service Enterprise Group
PEG
$39.7B
$645K 0.14%
+16,680
New +$669K
AIG icon
175
American International
AIG
$41.5B
$641K 0.14%
10,341
+1,084
+12% +$66.1K
5 6
7
8 9

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A
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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2015 Portfolio in Review

As of Q4 2015, USCA RIA held 404 positions worth $463M, up 16% from $398M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA deployed $50.1M of net new capital in Q4 2015, opening 37 new positions and adding to 164 existing holdings. Its largest new stake was Alphabet (Google) Class A: 90,040 shares worth $3.5M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, down from 13% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was GE Aerospace, an estimated $2.5M trimmed.

  • USCA RIA's largest Q4 2015 buy was Alphabet (Google) Class A: 90,040 shares worth $3.5M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $9.11M increase.
  • USCA RIA's biggest Q4 2015 reduction was GE Aerospace, cutting an estimated $2.5M.
  • USCA RIA fully exited Republic Services in Q4 2015, selling an estimated $1.51M.
  • USCA RIA's ten largest holdings make up 18% of its $463M portfolio in Q4 2015.
  • USCA RIA opened 37 new positions and closed 38 in Q4 2015.
  • USCA RIA's portfolio value rose 16% quarter-over-quarter to $463M.

Based on USCA RIA's 13F filing for Q4 2015, filed 8 Feb 2016.