We are live on !
Find out more
USCA RIA Portfolio holdings
AUM
$1.65B
Turnover
14.72%
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
(+5.6%)
Cap. Flow
+$60.3M
Cap. Flow % of AUM
Cap. Flow %
15.13%
Top 10 Holdings %
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43
Avg Time Held
Equity + Options
1.2
years
Top 10 Avg Time Held
Equity + Options
0.7
years
Top 20 Avg Time Held
Equity + Options
1.2
years
Avg Time Held Equity only
1.3
years
Top 10 Avg Time Held Equity only
0.7
years
Top 20 Avg Time Held Equity only
1.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$3M |
| 2 |
SPDR Gold Trust
GLD
|
+$2.88M |
| 3 |
Qualcomm
QCOM
|
+$2.63M |
| 4 |
Johnson & Johnson
JNJ
|
+$2.58M |
| 5 |
MON
Monsanto Co
MON
|
+$2.53M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$7.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.4M |
| 3 |
AdvisorShares Insider Advantage ETF
SURE
|
+$1.79M |
| 4 |
Hasbro
HAS
|
+$1.28M |
| 5 |
HSNI
HSN, Inc.
HSNI
|
+$1.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 19.76% |
| 2 | Energy | 13.32% |
| 3 | Technology | 10.07% |
| 4 | Financials | 9.74% |
| 5 | Consumer Staples | 9.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
ESRX
151
DELISTED
Express Scripts Holding Company
ESRX
| $762K | 0.19% |
9,411
-1,809
| -16% | -$158K |
2013 Q2
9 quarters
|
|
152
Boeing
BA
$150B
| $750K | 0.19% |
5,727
+456
| +9% | +$63.2K |
2013 Q2
9 quarters
|
|
153
Kroger
KR
$37.6B
| $720K | 0.18% |
19,965
+361
| +2% | +$13.4K |
2014 Q4
3 quarters
|
|
154
Constellation Brands
STZ
$22.2B
| $707K | 0.18% |
5,650
-700
| -11% | -$86.4K |
2013 Q4
7 quarters
|
|
155
iShares Select Dividend ETF
DVY
$23.2B
| $704K | 0.18% |
9,676
-288
| -3% | -$21.5K |
2013 Q4
7 quarters
|
|
156
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.73B
| $697K | 0.18% |
25,494
+2,812
| +12% | +$84.6K |
2013 Q2
9 quarters
|
|
157
Gilead Sciences
GILD
$194B
| $692K | 0.17% |
7,047
-3,851
| -35% | -$428K |
2014 Q3
4 quarters
|
|
|
WWAV
158
DELISTED
The WhiteWave Foods Company
WWAV
| $681K | 0.17% |
16,950
+500
| +3% | +$23.9K |
2015 Q1
2 quarters
|
|
159
General Mills
GIS
$17.7B
| $680K | 0.17% |
12,116
-2,300
| -16% | -$132K |
2014 Q4
3 quarters
|
|
160
Medtronic
MDT
$121B
| $664K | 0.17% |
9,918
| – | – |
2013 Q2
9 quarters
|
|
161
DELISTED
Gulfport Energy Corp.
GPOR
| $663K | 0.17% |
22,350
-1,193
| -5% | -$41.1K |
2013 Q2
9 quarters
|
|
162
abrdn Life Sciences Investors
HQL
$510M
| $655K | 0.16% |
29,113
+1,304
| +5% | +$36.5K |
2013 Q3
8 quarters
|
|
|
OHAI
163
DELISTED
OHA Investment Corporation
OHAI
| $646K | 0.16% |
+152,651
| New | +$753K |
2015 Q3
0 quarters
|
|
164
Palo Alto Networks
PANW
$280B
| $631K | 0.16% |
22,020
-12,600
| -36% | -$372K |
2013 Q4
7 quarters
|
|
|
ITC
165
DELISTED
ITC HOLDINGS CORP
ITC
| $631K | 0.16% |
+18,927
| New | +$631K |
2015 Q3
0 quarters
|
|
166
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.67B
| $612K | 0.15% |
12,361
+2,307
| +23% | +$114K |
2015 Q2
1 quarter
|
|
|
AFSI
167
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $598K | 0.15% |
18,976
-30,486
| -62% | -$966K |
2014 Q2
5 quarters
|
|
168
iShares 1-3 Year Treasury Bond ETF
SHY
$26.9B
| $583K | 0.15% |
6,860
| – | – |
2014 Q3
4 quarters
|
|
169
NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD
$261M
| $578K | 0.15% |
32,600
+5,000
| +18% | +$87.3K |
2014 Q3
4 quarters
|
|
170
Oracle
ORCL
$389B
| $571K | 0.14% |
15,811
+291
| +2% | +$11.2K |
2013 Q2
9 quarters
|
|
171
ProShares Short S&P500
SH
$992M
| $560K | 0.14% |
+3,113
| New | +$537K |
2015 Q3
0 quarters
|
|
172
Amgen
AMGN
$234B
| $548K | 0.14% |
3,959
+712
| +22% | +$112K |
2013 Q4
7 quarters
|
|
173
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.32B
| $542K | 0.14% |
12,388
+906
| +8% | +$42.5K |
2013 Q2
9 quarters
|
|
174
DoubleLine Income Solutions Fund
DSL
$1.12B
| $533K | 0.13% |
30,844
+4,524
| +17% | +$85.1K |
2015 Q1
2 quarters
|
|
|
RMP
175
DELISTED
Rice Midstream Partners LP
RMP
| $532K | 0.13% |
39,970
-2,000
| -5% | -$31.7K |
2014 Q4
3 quarters
|
|
Similar funds
RP
USCA RIA's Q3 2015 Portfolio in Review
As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.
By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.
On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.
- USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
- USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
- USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
- USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
- USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
- USCA RIA opened 69 new positions and closed 43 in Q3 2015.
- USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.
Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.