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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
151
DELISTED
Express Scripts Holding Company
ESRX
$762K 0.19%
9,411
-1,809
-16% -$158K
BA icon
152
Boeing
BA
$166B
$750K 0.19%
5,727
+456
+9% +$63.3K
KR icon
153
Kroger
KR
$35.4B
$720K 0.18%
19,965
+361
+2% +$13.4K
STZ icon
154
Constellation Brands
STZ
$22.3B
$707K 0.18%
5,650
-700
-11% -$86.4K
DVY icon
155
iShares Select Dividend ETF
DVY
$23.8B
$704K 0.18%
9,676
-288
-3% -$21.5K
HEDJ icon
156
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.85B
$697K 0.18%
25,494
+2,812
+12% +$84.6K
GILD icon
157
Gilead Sciences
GILD
$181B
$692K 0.17%
7,047
-3,851
-35% -$428K
WWAV
158
DELISTED
The WhiteWave Foods Company
WWAV
$681K 0.17%
16,950
+500
+3% +$23.9K
GIS icon
159
General Mills
GIS
$22.2B
$680K 0.17%
12,116
-2,300
-16% -$132K
MDT icon
160
Medtronic
MDT
$117B
$664K 0.17%
9,918
– –
GPOR
161
DELISTED
Gulfport Energy Corp.
GPOR
$663K 0.17%
22,350
-1,193
-5% -$41.1K
HQL
162
abrdn Life Sciences Investors
HQL
$637M
$655K 0.16%
29,113
+1,304
+5% +$36.5K
OHAI
163
DELISTED
OHA Investment Corporation
OHAI
$646K 0.16%
+152,651
New +$753K
PANW icon
164
Palo Alto Networks
PANW
$303B
$631K 0.16%
22,020
-12,600
-36% -$372K
ITC
165
DELISTED
ITC HOLDINGS CORP
ITC
$631K 0.16%
+18,927
New +$631K
TOTL icon
166
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.99B
$612K 0.15%
12,361
+2,307
+23% +$114K
AFSI
167
DELISTED
AmTrust Financial Services, Inc.
AFSI
$598K 0.15%
18,976
-30,486
-62% -$966K
SHY icon
168
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$583K 0.15%
6,860
– –
MMD
169
NYLIM MacKay DefinedTerm Muni Opportunities Fund
MMD
$280M
$578K 0.15%
32,600
+5,000
+18% +$87.3K
ORCL icon
170
Oracle
ORCL
$435B
$571K 0.14%
15,811
+291
+2% +$11.2K
SH icon
171
ProShares Short S&P500
SH
$826M
$560K 0.14%
+3,113
New +$537K
AMGN icon
172
Amgen
AMGN
$234B
$548K 0.14%
3,959
+712
+22% +$112K
FYX icon
173
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$542K 0.14%
12,388
+906
+8% +$42.5K
DSL
174
DoubleLine Income Solutions Fund
DSL
$1.22B
$533K 0.13%
30,844
+4,524
+17% +$85.1K
RMP
175
DELISTED
Rice Midstream Partners LP
RMP
$532K 0.13%
39,970
-2,000
-5% -$31.7K
5 6
7
8 9

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.