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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-1.16%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$4.08M
Cap. Flow
+$11.3M
Cap. Flow %
2.99%
Top 10 Hldgs %
18.45%
Holding
371
New
39
Increased
134
Reduced
126
Closed
30

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.48M
2
IBB icon
iShares Biotechnology ETF
IBB
+$1.53M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.49M
4
EVA
Enviva Inc.
EVA
+$1.36M
5
IVZ icon
Invesco
IVZ
+$1.25M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.42M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.93M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.45M
4
PFE icon
Pfizer
PFE
+$1.31M
5
UNH icon
UnitedHealth
UNH
+$1.29M

Sector Composition

Rank Sector Weight
1 Energy 16.97%
2 Financials 9%
3 Technology 8.93%
4 Industrials 8.63%
5 Healthcare 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
151
RTX Corp
RTX
$263B
$687K 0.18%
9,844
+2,158
+28% +$158K
SMM
152
DELISTED
Salient Midstream & MLP Fund
SMM
$674K 0.18%
+33,393
New +$734K
EEP
153
DELISTED
Enbridge Energy Partners
EEP
$669K 0.18%
20,058
+1,507
+8% +$55.5K
GEL icon
154
Genesis Energy
GEL
$1.83B
$632K 0.17%
14,400
-500
-3% -$23.6K
ETP
155
DELISTED
Energy Transfer Partners, L.P.
ETP
$630K 0.17%
16,555
– –
GBAB
156
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$385M
$629K 0.17%
30,630
+17,630
+136% +$380K
ORCL icon
157
Oracle
ORCL
$365B
$625K 0.17%
15,520
+287
+2% +$12.4K
AIG icon
158
American International
AIG
$41.6B
$623K 0.17%
10,073
+52
+0.5% +$3.07K
RICE
159
DELISTED
Rice Energy Inc.
RICE
$617K 0.16%
29,600
-1,450
-5% -$32.9K
NXPI icon
160
NXP Semiconductors
NXPI
$70.1B
$606K 0.16%
6,168
+88
+1% +$9.02K
SLB icon
161
SLB Ltd
SLB
$71.2B
$603K 0.16%
6,991
-24
-0.3% -$2.17K
MPC icon
162
Marathon Petroleum
MPC
$93.5B
$599K 0.16%
11,452
– –
JEF icon
163
Jefferies Financial Group
JEF
$12.8B
$596K 0.16%
27,403
+391
+1% +$8.35K
KO icon
164
Coca-Cola
KO
$353B
$596K 0.16%
15,202
+356
+2% +$14.5K
SHY icon
165
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$582K 0.15%
6,860
– –
FYX icon
166
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$574K 0.15%
11,482
+1,551
+16% +$78.4K
FPX icon
167
First Trust US Equity Opportunities ETF
FPX
$1.55B
$567K 0.15%
10,401
+1,700
+20% +$92.8K
ETV
168
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$555K 0.15%
37,403
-6,966
-16% -$105K
CI icon
169
Cigna
CI
$76.6B
$537K 0.14%
+3,314
New +$458K
PRU icon
170
Prudential Financial
PRU
$41.3B
$527K 0.14%
6,025
-400
-6% -$33.9K
DGRW icon
171
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$522K 0.14%
16,834
-432
-3% -$13.7K
DSL
172
DoubleLine Income Solutions Fund
DSL
$1.23B
$520K 0.14%
26,320
+1,770
+7% +$35.9K
PB icon
173
Prosperity Bancshares
PB
$8.7B
$520K 0.14%
9,000
– –
YUM icon
174
Yum! Brands
YUM
$40.8B
$520K 0.14%
8,023
+167
+2% +$10.6K
NVS icon
175
Novartis
NVS
$293B
$499K 0.13%
5,665
+837
+17% +$76.8K
5 6
7
8 9

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GA
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NNP
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JJIJ
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NIA
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USCA RIA's Q2 2015 Portfolio in Review

As of Q2 2015, USCA RIA held 371 positions worth $377M, up 1.1% from $373M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

USCA RIA's Q2 2015 filing shows 39 new, 134 increased, 126 reduced and 30 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $3.42M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 17% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's largest Q2 2015 buy was State Street SPDR ICE Preferred Securities ETF: 123,284 shares worth $5.35M.
  • USCA RIA added most to iShares Biotechnology ETF in Q2 2015, an estimated $1.53M increase.
  • USCA RIA's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $3.42M.
  • USCA RIA fully exited Rockwell Collins in Q2 2015, selling an estimated $1.19M.
  • USCA RIA's ten largest holdings make up 18% of its $377M portfolio in Q2 2015.
  • USCA RIA opened 39 new positions and closed 30 in Q2 2015.
  • USCA RIA's portfolio value rose 1.1% quarter-over-quarter to $377M.

Based on USCA RIA's 13F filing for Q2 2015, filed 12 Aug 2015.