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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$362M
AUM Growth
+$33.9M
Cap. Flow
+$33.9M
Cap. Flow %
9.36%
Top 10 Hldgs %
21.12%
Holding
376
New
52
Increased
131
Reduced
99
Closed
51

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.49M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$3.77M
5
KMI icon
Kinder Morgan
KMI
+$3.24M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.25M
2
STX icon
Seagate
STX
+$1.66M
3
DUK icon
Duke Energy
DUK
+$1.15M
4
SNA icon
Snap-on
SNA
+$985K
5
CTWS
Connecticut Water Service Inc
CTWS
+$972K

Sector Composition

Rank Sector Weight
1 Energy 20.06%
2 Industrials 8.65%
3 Technology 8.4%
4 Financials 7.87%
5 Consumer Staples 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
151
CBRE Global Real Estate Income Fund
IGR
$706M
$602K 0.17%
67,000
+42,000
+168% +$366K
EBAY icon
152
eBay
EBAY
$49.3B
$597K 0.16%
25,288
-1,069
-4% -$24.3K
SLB icon
153
SLB Ltd
SLB
$71.3B
$597K 0.16%
6,991
-350
-5% -$32.2K
SHY icon
154
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$590K 0.16%
6,984
+1
+0% +$85
OKS
155
DELISTED
Oneok Partners LP
OKS
$590K 0.16%
14,885
-86
-0.6% -$4.08K
UNP icon
156
Union Pacific
UNP
$174B
$586K 0.16%
4,921
+76
+2% +$8.72K
NGLS
157
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$583K 0.16%
12,180
-12,220
-50% -$689K
DAL icon
158
Delta Air Lines
DAL
$54.9B
$567K 0.16%
11,533
+1,945
+20% +$81.9K
TLT icon
159
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$559K 0.15%
4,437
-2,547
-36% -$309K
MRK icon
160
Merck
MRK
$315B
$554K 0.15%
10,220
-314
-3% -$17.5K
DD
161
DELISTED
Du Pont De Nemours E I
DD
$552K 0.15%
7,862
+136
+2% +$9.09K
HEDJ icon
162
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$530K 0.15%
19,060
+2,110
+12% +$59.7K
ARCX
163
DELISTED
Arc Logistics Partners LP
ARCX
$530K 0.15%
31,050
-3,500
-10% -$77.2K
KED
164
DELISTED
Kayne Anderson Energy
KED
$518K 0.14%
+14,500
New +$498K
TBT icon
165
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$292M
$513K 0.14%
+11,056
New +$564K
AMLP icon
166
Alerian MLP ETF
AMLP
$12.9B
$508K 0.14%
5,794
+242
+4% +$21.9K
BIL icon
167
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$505K 0.14%
5,518
-631
-10% -$57.7K
URI icon
168
United Rentals
URI
$64.8B
$502K 0.14%
4,920
-1,850
-27% -$198K
STZ icon
169
Constellation Brands
STZ
$22.6B
$501K 0.14%
5,100
-135
-3% -$12.4K
BIN
170
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$501K 0.14%
16,646
– –
KR icon
171
Kroger
KR
$35.3B
$498K 0.14%
+15,500
New +$449K
PB icon
172
Prosperity Bancshares
PB
$8.76B
$498K 0.14%
9,000
– –
AIG icon
173
American International
AIG
$41.5B
$496K 0.14%
8,850
+2,200
+33% +$118K
NGL icon
174
NGL Energy Partners
NGL
$2.02B
$493K 0.14%
17,600
-9,000
-34% -$295K
RTX icon
175
RTX Corp
RTX
$262B
$490K 0.14%
6,764
+166
+3% +$11.3K
5 6
7
8 9

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USCA RIA's Q4 2014 Portfolio in Review

As of Q4 2014, USCA RIA held 376 positions worth $362M, up 10% from $328M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.9M of net new capital in Q4 2014, opening 52 new positions and adding to 131 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Seagate, an estimated $1.66M trimmed.

  • USCA RIA's largest Q4 2014 buy was iShares Russell Mid-Cap Value ETF: 90,311 shares worth $6.66M.
  • USCA RIA added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2014, an estimated $10.1M increase.
  • USCA RIA's biggest Q4 2014 reduction was Seagate, cutting an estimated $1.66M.
  • USCA RIA fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $3.25M.
  • USCA RIA's ten largest holdings make up 21% of its $362M portfolio in Q4 2014.
  • USCA RIA opened 52 new positions and closed 51 in Q4 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $362M.

Based on USCA RIA's 13F filing for Q4 2014, filed 11 Feb 2015.