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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNCO
151
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$552K 0.17%
19,075
+12,375
+185% +$374K
SNY icon
152
Sanofi
SNY
$105B
$549K 0.17%
9,732
– –
VT icon
153
Vanguard Total World Stock ETF
VT
$77.2B
$547K 0.17%
9,052
+21
+0.2% +$1.3K
JEF icon
154
Jefferies Financial Group
JEF
$12.9B
$541K 0.16%
25,336
+55
+0.2% +$1.24K
TRNM
155
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$540K 0.16%
16,038
+3,131
+24% +$108K
AGN
156
DELISTED
Allergan Inc
AGN
$539K 0.16%
3,026
-278
-8% -$46.2K
AMLP icon
157
Alerian MLP ETF
AMLP
$12.9B
$532K 0.16%
5,552
+2,716
+96% +$257K
AR icon
158
Antero Resources
AR
$10.9B
$530K 0.16%
9,650
-3,875
-29% -$225K
DD
159
DELISTED
Du Pont De Nemours E I
DD
$527K 0.16%
7,726
+932
+14% +$58.7K
DVY icon
160
iShares Select Dividend ETF
DVY
$23.8B
$525K 0.16%
7,109
-126
-2% -$9.5K
UNP icon
161
Union Pacific
UNP
$174B
$525K 0.16%
4,845
-10,122
-68% -$1.05M
BSL
162
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$521K 0.16%
+30,356
New +$536K
DGRW icon
163
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$517K 0.16%
17,681
+2,070
+13% +$60.7K
PB icon
164
Prosperity Bancshares
PB
$8.76B
$515K 0.16%
9,000
– –
EEM icon
165
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$503K 0.15%
12,115
+1,691
+16% +$74.8K
GDV icon
166
Gabelli Dividend & Income Trust
GDV
$2.59B
$496K 0.15%
+23,289
New +$506K
DIS icon
167
Walt Disney
DIS
$166B
$490K 0.15%
5,502
+2,141
+64% +$189K
HEDJ icon
168
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$490K 0.15%
16,950
+2,502
+17% +$72K
PRU icon
169
Prudential Financial
PRU
$41.3B
$490K 0.15%
5,575
-335
-6% -$30K
BAX icon
170
Baxter International
BAX
$11.2B
$489K 0.15%
12,532
+2,071
+20% +$84.1K
APA icon
171
APA Corp
APA
$12.8B
$488K 0.15%
5,195
+125
+2% +$12.4K
HYG icon
172
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$488K 0.15%
5,312
-736
-12% -$68.8K
HQL
173
abrdn Life Sciences Investors
HQL
$600M
$474K 0.14%
21,446
+9,926
+86% +$216K
KKR icon
174
KKR & Co
KKR
$85.8B
$473K 0.14%
21,230
+6,800
+47% +$160K
LQD icon
175
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$469K 0.14%
3,970
+1,319
+50% +$157K
5 6
7
8 9

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
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BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
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PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.