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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+9.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$30.8M
Cap. Flow
+$13.1M
Cap. Flow %
5.22%
Top 10 Hldgs %
23.85%
Holding
294
New
48
Increased
96
Reduced
71
Closed
40

Top Buys

Rank Stock Value
1
OILT
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
+$1.22M
2
GM icon
General Motors
GM
+$1.14M
3
AMGN icon
Amgen
AMGN
+$932K
4
MAT icon
Mattel
MAT
+$864K
5
CMI icon
Cummins
CMI
+$841K

Top Sells

Rank Stock Value
1
CVRR
CVR Refining, LP
CVRR
+$1.17M
2
FLIC
First of Long Island Corp
FLIC
+$976K
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$960K
4
DHC
Diversified Healthcare Trust
DHC
+$930K
5
O icon
Realty Income
O
+$921K

Sector Composition

Rank Sector Weight
1 Energy 27.62%
2 Consumer Staples 9.79%
3 Financials 9.32%
4 Technology 8.92%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
151
Exelon
EXC
$48.2B
$433K 0.17%
22,170
+84
+0.4% +$1.69K
ESV
152
DELISTED
Ensco Rowan plc
ESV
$431K 0.17%
1,883
+50
+3% +$11.5K
RRMS
153
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$431K 0.17%
11,126
+4,626
+71% +$164K
FNF icon
154
Fidelity National Financial
FNF
$13.3B
$428K 0.17%
23,106
– –
FNX icon
155
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$422K 0.17%
8,364
+51
+0.6% +$2.45K
HYG icon
156
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$410K 0.16%
4,412
-173
-4% -$16.1K
APA icon
157
APA Corp
APA
$13B
$406K 0.16%
4,724
– –
SYY icon
158
Sysco
SYY
$38.8B
$403K 0.16%
11,150
-12,853
-54% -$434K
HEP
159
DELISTED
Holly Energy Partners, L.P.
HEP
$403K 0.16%
12,478
– –
LM
160
DELISTED
Legg Mason, Inc.
LM
$393K 0.16%
9,045
+310
+4% +$12K
ORCL icon
161
Oracle
ORCL
$349B
$385K 0.15%
10,052
-210
-2% -$7.22K
IP icon
162
International Paper
IP
$20B
$380K 0.15%
+8,303
New +$355K
AMID
163
DELISTED
American Midstream Partners, LP
AMID
$378K 0.15%
+13,970
New +$324K
TMO icon
164
Thermo Fisher Scientific
TMO
$212B
$375K 0.15%
3,366
-100
-3% -$9.94K
OAK
165
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$373K 0.15%
6,345
+1,000
+19% +$55.6K
PANW icon
166
Palo Alto Networks
PANW
$265B
$372K 0.15%
+38,820
New +$308K
KMG
167
DELISTED
KMG Chemicals Inc
KMG
$372K 0.15%
22,000
– –
FLTR icon
168
VanEck IG Floating Rate ETF
FLTR
$2.93B
$371K 0.15%
14,866
-5,855
-28% -$146K
RTX icon
169
RTX Corp
RTX
$281B
$370K 0.15%
5,172
-80
-2% -$5.45K
HLT icon
170
Hilton Worldwide
HLT
$72.4B
$367K 0.15%
+5,500
New +$360K
MMM icon
171
3M
MMM
$87.6B
$366K 0.15%
3,118
– –
LRE
172
DELISTED
LRR ENERGY LP
LRE
$366K 0.15%
21,500
-6,500
-23% -$108K
UAL icon
173
United Airlines
UAL
$36.9B
$363K 0.14%
9,601
+600
+7% +$21K
CINF icon
174
Cincinnati Financial
CINF
$27.7B
$362K 0.14%
6,905
– –
AGN
175
DELISTED
Allergan Inc
AGN
$362K 0.14%
3,258
– –
5 6
7
8 9

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2013 Portfolio in Review

As of Q4 2013, USCA RIA held 294 positions worth $251M, up 14% from $220M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $13.1M of net new capital in Q4 2013, opening 48 new positions and adding to 96 existing holdings. Its largest new stake was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was NGL Energy Partners, an estimated $619K trimmed.

  • USCA RIA's largest Q4 2013 buy was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.
  • USCA RIA added most to Cummins in Q4 2013, an estimated $841K increase.
  • USCA RIA's biggest Q4 2013 reduction was NGL Energy Partners, cutting an estimated $619K.
  • USCA RIA fully exited CVR Refining, LP in Q4 2013, selling an estimated $1.17M.
  • USCA RIA's ten largest holdings make up 24% of its $251M portfolio in Q4 2013.
  • USCA RIA opened 48 new positions and closed 40 in Q4 2013.
  • USCA RIA's portfolio value rose 14% quarter-over-quarter to $251M.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.