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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNV icon
126
Franco-Nevada
FNV
$41.4B
$2.44M 0.17%
19,452
-8,802
-31% -$1.19M
CRM icon
127
Salesforce
CRM
$134B
$2.44M 0.17%
10,949
+1,769
+19% +$430K
FDX icon
128
FedEx
FDX
$74.5B
$2.42M 0.17%
9,336
+6,040
+183% +$1.67M
FTSL icon
129
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.41M 0.17%
50,703
-21,643
-30% -$1.01M
WCLD
130
WisdomTree Cloud Computing Fund
WCLD
$240M
$2.38M 0.17%
44,515
+722
+2% +$34.4K
U icon
131
Unity
U
$12.5B
$2.37M 0.17%
15,450
-4,530
-23% -$551K
IVV icon
132
iShares Core S&P 500 ETF
IVV
$876B
$2.37M 0.17%
6,312
+30
+0.5% +$10.7K
LYV icon
133
Live Nation Entertainment
LYV
$41.2B
$2.34M 0.16%
31,905
-425
-1% -$26.8K
ACI icon
134
Albertsons Companies
ACI
$5.4B
$2.33M 0.16%
132,375
-1,325
-1% -$20.1K
CVS icon
135
CVS Health
CVS
$137B
$2.32M 0.16%
33,948
+573
+2% +$37.3K
OPTU
136
Optimum Communications Inc
OPTU
$316M
$2.26M 0.16%
59,590
-12,730
-18% -$399K
MRK icon
137
Merck
MRK
$324B
$2.25M 0.16%
28,870
+2,191
+8% +$168K
HON icon
138
Honeywell
HON
$77B
$2.24M 0.16%
11,184
+3,013
+37% +$547K
PSTH
139
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$2.23M 0.16%
80,475
+4,200
+6% +$101K
PPL
140
PPL Corp
PPL
$27.3B
$2.21M 0.16%
78,448
-25,742
-25% -$731K
IGV icon
141
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$2.16M 0.15%
30,475
+2,970
+11% +$197K
INDS icon
142
Pacer Industrial Real Estate ETF
INDS
$118M
$2.13M 0.15%
57,881
-367
-0.6% -$13K
LFUS icon
143
Littelfuse
LFUS
$10.2B
$2.13M 0.15%
8,362
– –
QYLD icon
144
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$2.13M 0.15%
93,317
+4,743
+5% +$105K
LYB icon
145
LyondellBasell Industries
LYB
$19.5B
$2.12M 0.15%
23,177
-7,823
-25% -$637K
AXTA icon
146
Axalta
AXTA
$7.01B
$2.12M 0.15%
+74,350
New +$2.03M
OPEN icon
147
Opendoor
OPEN
$3.69B
$2.1M 0.15%
+95,687
New +$2.01M
SABA
148
Saba Capital Income & Opportunities Fund II
SABA
$220M
$2.1M 0.15%
190,441
-8,924
-4% -$95.2K
FYX icon
149
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.08M 0.15%
27,080
+1,700
+7% +$116K
IHI icon
150
iShares US Medical Devices ETF
IHI
$3.02B
$2.04M 0.14%
37,332
+300
+0.8% +$15.7K
4 5
6
7 8

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.