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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
126
Lumen
LUMN
$6.66B
$2.3M 0.23%
184,217
+172,482
+1,470% +$2.05M
ACWV icon
127
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.22B
$2.28M 0.22%
+24,105
New +$2.25M
AEP icon
128
American Electric Power
AEP
$73.3B
$2.27M 0.22%
24,220
+10,316
+74% +$937K
ETX
129
Eaton Vance Municipal Income 2028 Term Trust
ETX
$203M
$2.26M 0.22%
104,462
– –
IYH icon
130
iShares US Healthcare ETF
IYH
$3.08B
$2.25M 0.22%
59,650
-380
-0.6% -$14.6K
RF icon
131
Regions Financial
RF
$26.1B
$2.23M 0.22%
140,679
+1,245
+0.9% +$18.8K
SWKS icon
132
Skyworks Solutions
SWKS
$9.01B
$2.21M 0.22%
27,953
+210
+0.8% +$16.7K
ITOT icon
133
iShares Core S&P Total US Stock Market ETF
ITOT
$93B
$2.21M 0.22%
+32,920
New +$2.21M
FNV icon
134
Franco-Nevada
FNV
$41.5B
$2.21M 0.22%
24,203
+3,002
+14% +$275K
FTSL icon
135
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$2.2M 0.22%
46,452
-1,478
-3% -$69.9K
FDX icon
136
FedEx
FDX
$74.5B
$2.19M 0.22%
15,057
+431
+3% +$69.5K
NVDA icon
137
NVIDIA
NVDA
$5.03T
$2.18M 0.21%
501,800
-111,280
-18% -$468K
SLB icon
138
SLB Ltd
SLB
$70.9B
$2.17M 0.21%
63,502
-834
-1% -$30.5K
KMB icon
139
Kimberly-Clark
KMB
$35.4B
$2.1M 0.21%
14,746
+8,310
+129% +$1.14M
PAYX icon
140
Paychex
PAYX
$39.1B
$2.08M 0.2%
25,166
+4,526
+22% +$376K
EXC icon
141
Exelon
EXC
$48.4B
$2.07M 0.2%
60,160
-2,186
-4% -$73.4K
META icon
142
Meta Platforms (Facebook)
META
$1.54T
$2.04M 0.2%
11,469
-789
-6% -$150K
DEO icon
143
Diageo
DEO
$45.4B
$2.04M 0.2%
12,483
+2,417
+24% +$404K
EVA
144
DELISTED
Enviva Inc.
EVA
$2.03M 0.2%
63,410
-3,000
-5% -$92.4K
IJS icon
145
iShares S&P Small-Cap 600 Value ETF
IJS
$8.07B
$2.01M 0.2%
26,786
-200
-0.7% -$14.7K
MMD
146
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$2M 0.2%
95,503
– –
TFC icon
147
Truist Financial
TFC
$62.3B
$1.98M 0.19%
37,128
+621
+2% +$30.8K
MRK icon
148
Merck
MRK
$321B
$1.96M 0.19%
24,382
-9,946
-29% -$797K
CI icon
149
Cigna
CI
$75.8B
$1.91M 0.19%
12,581
+10
+0.1% +$1.63K
BHF icon
150
Brighthouse Financial
BHF
$3.6B
$1.9M 0.19%
46,894
+350
+0.8% +$13K
4 5
6
7 8

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.