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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
126
BP
BP
$110B
$1.5M 0.25%
50,871
+1,136
+2% +$33K
FLO icon
127
Flowers Foods
FLO
$1.8B
$1.48M 0.24%
+97,750
New +$1.62M
DG icon
128
Dollar General
DG
$27.5B
$1.46M 0.24%
20,900
+4,040
+24% +$342K
PII icon
129
Polaris
PII
$4.14B
$1.43M 0.24%
+18,490
New +$1.61M
KHC icon
130
Kraft Heinz
KHC
$30.6B
$1.39M 0.23%
15,554
– –
STX icon
131
Seagate
STX
$202B
$1.39M 0.23%
36,100
-2,200
-6% -$71.4K
UPS icon
132
United Parcel Service
UPS
$96.2B
$1.39M 0.23%
12,690
-12,771
-50% -$1.39M
VOD icon
133
Vodafone
VOD
$35.2B
$1.37M 0.23%
46,874
+10
+0% +$305
MMP
134
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.35M 0.22%
19,083
– –
DF
135
DELISTED
Dean Foods Company
DF
$1.35M 0.22%
+82,103
New +$1.43M
GLW icon
136
Corning
GLW
$140B
$1.3M 0.21%
54,803
+2,595
+5% +$57.9K
DIS icon
137
Walt Disney
DIS
$167B
$1.28M 0.21%
13,808
+3,653
+36% +$350K
QQQ icon
138
Invesco QQQ Trust
QQQ
$471B
$1.27M 0.21%
10,731
-1,128
-10% -$130K
LUMN icon
139
Lumen
LUMN
$6.96B
$1.24M 0.21%
45,286
+35,794
+377% +$1.04M
VTI icon
140
Vanguard Total Stock Market ETF
VTI
$662B
$1.24M 0.21%
11,127
-2,871
-21% -$318K
GIS icon
141
General Mills
GIS
$20.1B
$1.2M 0.2%
18,801
-6,655
-26% -$463K
SH icon
142
ProShares Short S&P500
SH
$876M
$1.19M 0.2%
7,813
+483
+7% +$74.1K
MMD
143
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$287M
$1.19M 0.2%
58,244
-370
-0.6% -$7.58K
RTX icon
144
RTX Corp
RTX
$262B
$1.18M 0.2%
18,510
+1,806
+11% +$120K
LFUS icon
145
Littelfuse
LFUS
$10.2B
$1.15M 0.19%
8,952
– –
SBUX icon
146
Starbucks
SBUX
$119B
$1.15M 0.19%
21,278
-2,020
-9% -$113K
MDLZ icon
147
Mondelez International
MDLZ
$76.8B
$1.14M 0.19%
26,034
-1,000
-4% -$43.9K
AMZN icon
148
Amazon
AMZN
$2.66T
$1.12M 0.19%
26,700
+4,340
+19% +$166K
CII icon
149
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$1.09M 0.18%
79,450
-3,500
-4% -$48.4K
PEP icon
150
PepsiCo
PEP
$184B
$1.08M 0.18%
9,930
-217
-2% -$23.4K
4 5
6
7 8

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.