We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAUG icon
101
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$2.91M 0.2%
83,771
+6,891
+9% +$231K
XBI icon
102
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$2.87M 0.2%
20,412
+1,473
+8% +$189K
HPQ icon
103
HP
HPQ
$23.6B
$2.86M 0.2%
116,359
-59,386
-34% -$1.25M
RXT icon
104
Rackspace Technology
RXT
$1.03B
$2.85M 0.2%
149,375
+48,625
+48% +$878K
PGR icon
105
Progressive
PGR
$124B
$2.81M 0.2%
28,450
-7,368
-21% -$697K
ACN icon
106
Accenture
ACN
$89B
$2.77M 0.19%
10,623
-39
-0.4% -$9.35K
GBAB
107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$2.76M 0.19%
108,425
-1,000
-0.9% -$24.8K
ACWV icon
108
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$2.75M 0.19%
28,395
+704
+3% +$66.5K
SOXX icon
109
iShares Semiconductor ETF
SOXX
$44.6B
$2.74M 0.19%
21,702
+1,179
+6% +$135K
EEM icon
110
iShares MSCI Emerging Markets ETF
EEM
$28.2B
$2.73M 0.19%
52,823
-1,013
-2% -$48.7K
TFC icon
111
Truist Financial
TFC
$63.1B
$2.7M 0.19%
56,251
-17,252
-23% -$781K
KBWB icon
112
Invesco KBW Bank ETF
KBWB
$7.08B
$2.64M 0.19%
52,403
+3,292
+7% +$147K
WPM icon
113
Wheaton Precious Metals
WPM
$50.7B
$2.64M 0.19%
63,175
+5,957
+10% +$266K
DOCU
114
DocuSign
DOCU
$9.52B
$2.63M 0.18%
11,840
-4,905
-29% -$1.1M
BFT
115
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
$2.58M 0.18%
+171,100
New +$1.95M
IGI
116
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$2.58M 0.18%
115,540
-30,210
-21% -$641K
FTA icon
117
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.37B
$2.58M 0.18%
46,961
+28,749
+158% +$1.49M
IWN icon
118
iShares Russell 2000 Value ETF
IWN
$14.4B
$2.55M 0.18%
+19,375
New +$2.29M
PEP icon
119
PepsiCo
PEP
$186B
$2.55M 0.18%
17,209
-2,082
-11% -$296K
CLOV icon
120
Clover Health Investments
CLOV
$2.33B
$2.52M 0.18%
+150,425
New +$1.67M
OHI icon
121
Omega Healthcare
OHI
$15.4B
$2.52M 0.18%
69,411
-5,680
-8% -$192K
LOW icon
122
Lowe's Companies
LOW
$116B
$2.51M 0.18%
15,637
+150
+1% +$24.4K
WFC icon
123
Wells Fargo
WFC
$262B
$2.5M 0.18%
82,904
-95,833
-54% -$2.48M
NXTG icon
124
First Trust Indxx NextG ETF
NXTG
$539M
$2.48M 0.17%
35,806
+3,105
+9% +$199K
SRVR icon
125
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$2.48M 0.17%
69,057
+126
+0.2% +$4.47K
3 4
5
6 7

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.