We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
101
PayPal
PYPL
$49B
$3.03M 0.3%
29,280
-1,432
-5% -$158K
SPLV icon
102
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$3.02M 0.3%
+52,130
New +$2.94M
DFS
103
DELISTED
Discover Financial Services
DFS
$3M 0.29%
36,942
+155
+0.4% +$12.8K
TRV icon
104
Travelers Companies
TRV
$77.6B
$3M 0.29%
20,150
+4,336
+27% +$645K
GD icon
105
General Dynamics
GD
$101B
$2.99M 0.29%
16,381
+70
+0.4% +$13K
AFG icon
106
American Financial Group
AFG
$11.7B
$2.98M 0.29%
27,583
+152
+0.6% +$15.7K
FTC icon
107
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
$2.96M 0.29%
+42,345
New +$3M
NSC icon
108
Norfolk Southern
NSC
$74.3B
$2.83M 0.28%
15,753
+121
+0.8% +$22.3K
HUBB icon
109
Hubbell
HUBB
$25.2B
$2.78M 0.27%
21,165
+114
+0.5% +$14.7K
COR icon
110
Cencora
COR
$58.5B
$2.77M 0.27%
33,580
+171
+0.5% +$14.7K
HACK icon
111
Amplify Cybersecurity ETF
HACK
$2.66B
$2.75M 0.27%
73,390
-334
-0.5% -$13.1K
GBAB
112
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$2.69M 0.26%
112,700
– –
C icon
113
Citigroup
C
$222B
$2.69M 0.26%
38,980
-2,629
-6% -$179K
CMCSA icon
114
Comcast
CMCSA
$84B
$2.67M 0.26%
59,253
+2,012
+4% +$89.1K
SBUX icon
115
Starbucks
SBUX
$119B
$2.65M 0.26%
29,932
+945
+3% +$87.6K
TLT icon
116
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$2.63M 0.26%
18,407
-2,517
-12% -$350K
NEM icon
117
Newmont
NEM
$102B
$2.63M 0.26%
69,395
+37,906
+120% +$1.47M
ET icon
118
Energy Transfer Partners
ET
$70.1B
$2.58M 0.25%
197,655
+101,880
+106% +$1.42M
LEG icon
119
Leggett & Platt
LEG
$1.46B
$2.58M 0.25%
63,055
+453
+0.7% +$17.8K
OHI icon
120
Omega Healthcare
OHI
$15.1B
$2.57M 0.25%
61,428
+2,676
+5% +$104K
TSN icon
121
Tyson Foods
TSN
$20.1B
$2.56M 0.25%
29,715
+540
+2% +$45.9K
CSX icon
122
CSX Corp
CSX
$92.8B
$2.52M 0.25%
108,957
+1,014
+0.9% +$23.6K
IWF icon
123
iShares Russell 1000 Growth ETF
IWF
$125B
$2.48M 0.24%
62,280
– –
AMGN icon
124
Amgen
AMGN
$198B
$2.42M 0.24%
12,520
-3,752
-23% -$720K
EOG icon
125
EOG Resources
EOG
$76.7B
$2.39M 0.23%
32,208
-7,155
-18% -$580K
3 4
5
6 7

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.