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UR
USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
(-23%)
Cap. Flow
-$119M
Cap. Flow
% of AUM
-15.83%
Top 10 Holdings %
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dominion Energy
D
|
+$3.62M |
| 2 |
A.O. Smith
AOS
|
+$3.06M |
| 3 |
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
|
+$2.86M |
| 4 |
General Mills
GIS
|
+$2.77M |
| 5 |
Qualcomm
QCOM
|
+$2.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Simon Property Group
SPG
|
+$7.01M |
| 2 |
IBM
IBM
|
+$5.89M |
| 3 |
Eaton
ETN
|
+$5.54M |
| 4 |
Wells Fargo
WFC
|
+$4.53M |
| 5 |
NVIDIA
NVDA
|
+$4.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.87% |
| 2 | Technology | 10.38% |
| 3 | Healthcare | 9.91% |
| 4 | Consumer Staples | 9.22% |
| 5 | Energy | 8.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
EOG Resources
EOG
$76.7B
| $2.56M | 0.34% |
29,313
-8,626
| -23% | -$924K |
|
|
CMA
102
DELISTED
Comerica
CMA
| $2.54M | 0.34% |
37,028
+5,456
| +17% | +$434K |
|
103
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $2.53M | 0.34% |
8,344
-1,894
| -18% | -$631K |
|
104
Dollar General
DG
$26.5B
| $2.52M | 0.34% |
23,320
-26,792
| -53% | -$2.9M |
|
105
Diageo
DEO
$46.9B
| $2.52M | 0.33% |
17,737
+4,192
| +31% | +$590K |
|
106
Paychex
PAYX
$39.4B
| $2.48M | 0.33% |
38,000
+22,505
| +145% | +$1.52M |
|
107
Target
TGT
$62.6B
| $2.44M | 0.32% |
36,845
-46,495
| -56% | -$3.58M |
|
108
iShares US Healthcare ETF
IYH
$3.05B
| $2.42M | 0.32% |
66,775
-32,350
| -33% | -$1.24M |
|
|
EV
109
DELISTED
Eaton Vance Corp.
EV
| $2.37M | 0.32% |
67,395
+16,077
| +31% | +$679K |
|
110
Ameriprise Financial
AMP
$47.4B
| $2.35M | 0.31% |
22,541
+3,621
| +19% | +$455K |
|
111
Genuine Parts
GPC
$16.6B
| $2.35M | 0.31% |
24,490
+2,315
| +10% | +$229K |
|
112
Comcast
CMCSA
$84B
| $2.3M | 0.31% |
67,539
+6,342
| +10% | +$232K |
|
|
CSML
113
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
| $2.24M | 0.3% |
100,314
-25,193
| -20% | -$630K |
|
114
iShares US Healthcare Providers ETF
IHF
$1.18B
| $2.13M | 0.28% |
64,575
-13,875
| -18% | -$526K |
|
115
Citigroup
C
$222B
| $2.13M | 0.28% |
40,956
-2,062
| -5% | -$131K |
|
116
Kimberly-Clark
KMB
$36.1B
| $2.13M | 0.28% |
18,712
-26,132
| -58% | -$2.9M |
|
117
Archer Daniels Midland
ADM
$42.1B
| $2.06M | 0.27% |
50,233
-2,093
| -4% | -$97.6K |
|
|
EVA
118
DELISTED
Enviva Inc.
EVA
| $2.05M | 0.27% |
73,910
| – | – |
|
119
PayPal
PYPL
$49B
| $2.03M | 0.27% |
24,140
-1,885
| -7% | -$157K |
|
|
CTRA
120
DELISTED
Coterra Energy
CTRA
| $2.03M | 0.27% |
90,649
-2,406
| -3% | -$58.1K |
|
121
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $2.01M | 0.27% |
+19,300
| New | +$1.95M |
|
122
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $2M | 0.27% |
33,419
-4,609
| -12% | -$276K |
|
123
Public Service Enterprise Group
PEG
$39.7B
| $1.98M | 0.26% |
38,066
-51,390
| -57% | -$2.77M |
|
|
MMD
124
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$285M
| $1.91M | 0.25% |
97,633
| – | – |
|
125
First Trust North American Energy Infrastructure Fund
EMLP
$4.17B
| $1.89M | 0.25% |
88,002
-2,407
| -3% | -$55.2K |
|
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JJIJ
BAWC
RP
PWA
NIA
USCA RIA's Q4 2018 Portfolio in Review
As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.
USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.
Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.
- USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
- USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
- USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
- USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
- USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
- USCA RIA opened 27 new positions and closed 79 in Q4 2018.
- USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.
Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.