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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+4.02%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$773M
AUM Growth
-$7.75M
Cap. Flow
-$7.99M
Cap. Flow %
-1.03%
Top 10 Hldgs %
16.71%
Holding
411
New
–
Increased
–
Reduced
2
Closed
6

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.23M
2
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$395K
3
WFM
Whole Foods Market Inc
WFM
+$375K
4
OKS
Oneok Partners LP
OKS
+$293K
5
DD
Du Pont De Nemours E I
DD
+$247K

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.73%
2 Financials 12.75%
3 Technology 11.36%
4 Healthcare 10.7%
5 Energy 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
101
American Express
AXP
$220B
$2.46M 0.32%
29,233
– –
TGT icon
102
Target
TGT
$74.7B
$2.45M 0.32%
46,908
– –
IJS icon
103
iShares S&P Small-Cap 600 Value ETF
IJS
$8.29B
$2.37M 0.31%
33,958
– –
COR icon
104
Cencora
COR
$63.2B
$2.37M 0.31%
25,078
– –
SNA icon
105
Snap-on
SNA
$19.8B
$2.35M 0.3%
14,903
– –
USB icon
106
US Bancorp
USB
$98.7B
$2.35M 0.3%
45,207
– –
BP icon
107
BP
BP
$113B
$2.34M 0.3%
74,944
-1,291
-2% -$41K
C icon
108
Citigroup
C
$231B
$2.3M 0.3%
34,375
– –
PPL
109
PPL Corp
PPL
$26.4B
$2.29M 0.3%
59,298
– –
ITA icon
110
iShares US Aerospace & Defense ETF
ITA
$13.5B
$2.26M 0.29%
28,780
– –
WBA
111
DELISTED
Walgreens Boots Alliance
WBA
$2.24M 0.29%
28,556
– –
SPA
112
DELISTED
Sparton
SPA
$2.2M 0.28%
100,000
– –
COST icon
113
Costco
COST
$406B
$2.16M 0.28%
13,507
– –
RDS.A
114
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.13M 0.28%
40,125
– –
OAK
115
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$2.13M 0.27%
45,605
– –
TRV icon
116
Travelers Companies
TRV
$77B
$2.11M 0.27%
16,704
– –
KR icon
117
Kroger
KR
$35.9B
$2.11M 0.27%
90,345
– –
TLT icon
118
iShares 20+ Year Treasury Bond ETF
TLT
$46.6B
$2.09M 0.27%
16,728
– –
RTN
119
DELISTED
Raytheon Company
RTN
$2.04M 0.26%
12,649
– –
IJT icon
120
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.24B
$2M 0.26%
25,618
– –
ORCL icon
121
Oracle
ORCL
$457B
$2M 0.26%
39,791
– –
TSN icon
122
Tyson Foods
TSN
$18.1B
$1.99M 0.26%
31,804
– –
GLW icon
123
Corning
GLW
$133B
$1.99M 0.26%
66,103
– –
EVA
124
DELISTED
Enviva Inc.
EVA
$1.94M 0.25%
70,485
– –
EQT icon
125
EQT Corp
EQT
$34.5B
$1.92M 0.25%
60,057
– –
3 4
5
6 7

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NNP
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USCA RIA's Q3 2017 Portfolio in Review

As of Q3 2017, USCA RIA held 411 positions worth $773M, down 0.99% from $781M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Trading was light in Q3 2017: portfolio turnover was 1.5%. USCA RIA opened no new positions and exited 6, leaving the 411-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's biggest Q3 2017 reduction was MetLife, cutting an estimated $197K.
  • USCA RIA fully exited DuPont de Nemours in Q3 2017, selling an estimated $6.23M.
  • USCA RIA's ten largest holdings make up 17% of its $773M portfolio in Q3 2017.
  • USCA RIA opened 0 new positions and closed 6 in Q3 2017.
  • USCA RIA's portfolio value fell 0.99% quarter-over-quarter to $773M.

Based on USCA RIA's 13F filing for Q3 2017, filed 7 Nov 2017.