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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
101
Robert Half
RHI
$4.28B
$1.84M 0.3%
48,585
+18,507
+62% +$705K
OXY icon
102
Occidental Petroleum
OXY
$56.2B
$1.83M 0.3%
25,121
+406
+2% +$30.4K
MSM icon
103
MSC Industrial Direct
MSM
$6.93B
$1.8M 0.3%
+24,551
New +$1.78M
SWK icon
104
Stanley Black & Decker
SWK
$13.6B
$1.79M 0.3%
14,569
+1,864
+15% +$225K
CHRW icon
105
C.H. Robinson
CHRW
$24.3B
$1.79M 0.3%
25,389
+6,328
+33% +$444K
OAK
106
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.79M 0.3%
42,156
-397
-0.9% -$17.8K
HUBB icon
107
Hubbell
HUBB
$25.6B
$1.78M 0.3%
+16,557
New +$1.76M
COL
108
DELISTED
Rockwell Collins
COL
$1.76M 0.29%
20,863
+5,869
+39% +$495K
COP icon
109
ConocoPhillips
COP
$143B
$1.76M 0.29%
40,421
-1,599
-4% -$66.4K
BA icon
110
Boeing
BA
$161B
$1.75M 0.29%
13,296
+796
+6% +$105K
JBHT icon
111
JB Hunt Transport Services
JBHT
$27.3B
$1.73M 0.29%
+21,304
New +$1.74M
TWX
112
DELISTED
Time Warner Inc
TWX
$1.72M 0.29%
21,617
-17,534
-45% -$1.37M
TNL icon
113
Travel + Leisure Co
TNL
$4.53B
$1.71M 0.28%
56,263
+15,150
+37% +$484K
CSL icon
114
Carlisle Companies
CSL
$13.2B
$1.69M 0.28%
16,475
+1,442
+10% +$151K
VFC icon
115
VF Corp
VFC
$6.62B
$1.68M 0.28%
31,812
+6,911
+28% +$399K
HAL icon
116
Halliburton
HAL
$27.7B
$1.67M 0.28%
37,213
-1,595
-4% -$69.6K
HBI
117
DELISTED
Hanesbrands
HBI
$1.67M 0.28%
+66,084
New +$1.74M
GBAB
118
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$387M
$1.63M 0.27%
70,105
-855
-1% -$20.1K
SR icon
119
Spire
SR
$4.8B
$1.63M 0.27%
+25,550
New +$1.71M
PDI icon
120
PIMCO Dynamic Income Fund
PDI
$7.52B
$1.61M 0.27%
56,481
-3,500
-6% -$99.4K
MU icon
121
Micron Technology
MU
$1.1T
$1.61M 0.27%
90,370
-4,000
-4% -$61K
C icon
122
Citigroup
C
$216B
$1.6M 0.26%
33,804
+220
+0.7% +$10K
AMLP icon
123
Alerian MLP ETF
AMLP
$12.8B
$1.59M 0.26%
24,993
+2,252
+10% +$142K
ABT icon
124
Abbott
ABT
$177B
$1.58M 0.26%
37,403
+468
+1% +$20.1K
PAA icon
125
Plains All American Pipeline
PAA
$17.2B
$1.51M 0.25%
48,085
+334
+0.7% +$9.55K
3 4
5
6 7

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.