We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
76
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.26M 0.3%
121,383
-17,745
-13% -$554K
PRU icon
77
Prudential Financial
PRU
$41.4B
$4.14M 0.29%
53,001
-563
-1% -$40.7K
PM icon
78
Philip Morris
PM
$303B
$4.09M 0.29%
49,458
-57,318
-54% -$4.46M
UNH icon
79
UnitedHealth
UNH
$382B
$4.07M 0.29%
11,616
+1,100
+10% +$369K
NEM icon
80
Newmont
NEM
$99.6B
$4.05M 0.28%
67,709
-15,510
-19% -$956K
TXN icon
81
Texas Instruments
TXN
$257B
$3.87M 0.27%
23,582
+8,605
+57% +$1.34M
ADBE icon
82
Adobe
ADBE
$89.3B
$3.86M 0.27%
7,720
-469
-6% -$227K
CAT icon
83
Caterpillar
CAT
$410B
$3.86M 0.27%
21,190
+1,124
+6% +$191K
BRK.A icon
84
Berkshire Hathaway Class A
BRK.A
$1.06T
$3.83M 0.27%
11
– –
BABA icon
85
Alibaba
BABA
$270B
$3.78M 0.27%
16,254
+14,018
+627% +$3.89M
PAYX icon
86
Paychex
PAYX
$40.4B
$3.65M 0.26%
39,166
-7,225
-16% -$642K
TMO icon
87
Thermo Fisher Scientific
TMO
$209B
$3.64M 0.26%
7,808
+1,010
+15% +$474K
CI icon
88
Cigna
CI
$76.1B
$3.62M 0.25%
17,363
-192
-1% -$37.7K
CCI icon
89
Crown Castle
CCI
$33B
$3.58M 0.25%
22,493
+2,317
+11% +$376K
NKE icon
90
Nike
NKE
$62.1B
$3.58M 0.25%
25,314
-628
-2% -$83.2K
NVDA icon
91
NVIDIA
NVDA
$5.07T
$3.51M 0.25%
269,080
-14,600
-5% -$195K
IPAY icon
92
Amplify Mobile Payments ETF
IPAY
$154M
$3.44M 0.24%
51,793
+13,887
+37% +$824K
GM icon
93
General Motors
GM
$74.4B
$3.31M 0.23%
79,491
-62,265
-44% -$2.42M
DIS icon
94
Walt Disney
DIS
$166B
$3.3M 0.23%
18,200
-2,680
-13% -$385K
GPC icon
95
Genuine Parts
GPC
$17B
$3.24M 0.23%
32,282
+1,395
+5% +$136K
NEE icon
96
NextEra Energy
NEE
$186B
$3.23M 0.23%
41,836
+4,156
+11% +$311K
AMGN icon
97
Amgen
AMGN
$203B
$3.1M 0.22%
13,483
-41
-0.3% -$9.45K
ATVI
98
DELISTED
Activision Blizzard
ATVI
$2.99M 0.21%
32,237
+12,933
+67% +$1.05M
B
99
Barrick Mining
B
$62.4B
$2.99M 0.21%
131,214
-26,051
-17% -$660K
EVA
100
DELISTED
Enviva Inc.
EVA
$2.98M 0.21%
65,495
– –
2 3
4
5 6

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.