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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-19.03%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$862M
AUM Growth
-$256M
Cap. Flow
-$8M
Cap. Flow %
-0.93%
Top 10 Hldgs %
28.44%
Holding
501
New
35
Increased
163
Reduced
180
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$125M
2
EPD icon
Enterprise Products Partners
EPD
+$9.66M
3
CSCO icon
Cisco
CSCO
+$5.04M
4
ABBV icon
AbbVie
ABBV
+$3.53M
5
PGR icon
Progressive
PGR
+$3M

Top Sells

Rank Stock Value
1
ETN icon
Eaton
ETN
+$7.12M
2
LVS icon
Las Vegas Sands
LVS
+$6.95M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.06M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.85M
5
ALB icon
Albemarle
ALB
+$5.26M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Healthcare 11.21%
3 Financials 10.75%
4 Consumer Staples 7.85%
5 Energy 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
76
Amgen
AMGN
$203B
$2.79M 0.32%
13,744
+1,223
+10% +$267K
CVS icon
77
CVS Health
CVS
$137B
$2.73M 0.32%
46,024
-46,848
-50% -$3.13M
PPL
78
PPL Corp
PPL
$27.3B
$2.69M 0.31%
108,779
+6,165
+6% +$199K
DAL icon
79
Delta Air Lines
DAL
$55.9B
$2.65M 0.31%
92,917
+24,452
+36% +$1.21M
HON icon
80
Honeywell
HON
$77B
$2.63M 0.31%
20,859
-1,230
-6% -$190K
DOW icon
81
Dow Inc
DOW
$21.6B
$2.61M 0.3%
89,280
-32,890
-27% -$1.4M
PAYX icon
82
Paychex
PAYX
$40.4B
$2.52M 0.29%
40,019
+11,198
+39% +$895K
PEP icon
83
PepsiCo
PEP
$186B
$2.52M 0.29%
20,949
-4,775
-19% -$645K
META icon
84
Meta Platforms (Facebook)
META
$1.51T
$2.48M 0.29%
14,849
+3,311
+29% +$648K
GBAB
85
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$2.45M 0.28%
111,300
-1,000
-0.9% -$23.4K
VUG icon
86
Vanguard Growth ETF
VUG
$216B
$2.45M 0.28%
93,750
-79,170
-46% -$2.37M
PRU icon
87
Prudential Financial
PRU
$41.7B
$2.45M 0.28%
46,909
-40,484
-46% -$3.22M
ACWV icon
88
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$2.44M 0.28%
30,412
+7,101
+30% +$655K
FNV icon
89
Franco-Nevada
FNV
$41.4B
$2.41M 0.28%
24,260
+456
+2% +$49.5K
RTN
90
DELISTED
Raytheon Company
RTN
$2.41M 0.28%
18,366
-2,360
-11% -$467K
ADBE icon
91
Adobe
ADBE
$89.5B
$2.4M 0.28%
7,540
+2,655
+54% +$908K
TFC icon
92
Truist Financial
TFC
$63.2B
$2.37M 0.28%
76,944
+35,200
+84% +$1.66M
AVGO icon
93
Broadcom
AVGO
$1.82T
$2.31M 0.27%
97,600
+1,260
+1% +$35.5K
MRK icon
94
Merck
MRK
$324B
$2.24M 0.26%
30,502
+5,528
+22% +$434K
CB icon
95
Chubb
CB
$140B
$2.23M 0.26%
19,932
-11,491
-37% -$1.65M
CI icon
96
Cigna
CI
$76.6B
$2.16M 0.25%
12,192
-273
-2% -$53K
ETX
97
Eaton Vance Municipal Income 2028 Term Trust
ETX
$202M
$2.13M 0.25%
106,940
+1,790
+2% +$37.5K
NOC icon
98
Northrop Grumman
NOC
$77B
$2.1M 0.24%
6,925
-3,822
-36% -$1.33M
VTEB icon
99
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$2.09M 0.24%
39,471
-58,146
-60% -$3.11M
NID
100
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.08M 0.24%
160,060
+1,320
+0.8% +$18.1K
2 3
4
5 6

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q1 2020 Portfolio in Review

As of Q1 2020, USCA RIA held 501 positions worth $862M, down 23% from $1.12B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

USCA RIA's Q1 2020 filing shows 35 new, 163 increased, 180 reduced and 91 closed positions. Its largest new stake was Progressive: 38,962 shares worth $2.88M. The largest sale was Eaton, an estimated $7.12M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • USCA RIA's largest Q1 2020 buy was Progressive: 38,962 shares worth $2.88M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $125M increase.
  • USCA RIA's biggest Q1 2020 reduction was Eaton, cutting an estimated $7.12M.
  • USCA RIA fully exited Las Vegas Sands in Q1 2020, selling an estimated $6.95M.
  • USCA RIA's ten largest holdings make up 28% of its $862M portfolio in Q1 2020.
  • USCA RIA opened 35 new positions and closed 91 in Q1 2020.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $862M.

Based on USCA RIA's 13F filing for Q1 2020, filed 13 Apr 2020.