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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGI
76
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
$3.93M 0.39%
183,136
+851
+0.5% +$18K
MCD icon
77
McDonald's
MCD
$186B
$3.85M 0.38%
17,946
+1,334
+8% +$286K
BA icon
78
Boeing
BA
$164B
$3.83M 0.38%
10,052
-1,511
-13% -$540K
HON icon
79
Honeywell
HON
$77.3B
$3.82M 0.38%
23,944
+4,741
+25% +$754K
PPL
80
PPL Corp
PPL
$27B
$3.81M 0.37%
120,945
+1,955
+2% +$59.1K
KO icon
81
Coca-Cola
KO
$351B
$3.78M 0.37%
69,423
-9,249
-12% -$495K
IVZ icon
82
Invesco
IVZ
$13.4B
$3.69M 0.36%
217,868
+52,946
+32% +$935K
MDT icon
83
Medtronic
MDT
$105B
$3.66M 0.36%
33,675
-1,809
-5% -$189K
ORCL icon
84
Oracle
ORCL
$354B
$3.64M 0.36%
66,079
+17,998
+37% +$994K
PKG icon
85
Packaging Corp of America
PKG
$20.5B
$3.6M 0.35%
33,966
-7,169
-17% -$726K
FDN icon
86
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.89B
$3.48M 0.34%
25,872
-982
-4% -$139K
GPC icon
87
Genuine Parts
GPC
$16.4B
$3.48M 0.34%
34,912
+2,999
+9% +$288K
BRK.A icon
88
Berkshire Hathaway Class A
BRK.A
$1.05T
$3.43M 0.34%
11
– –
CRM icon
89
Salesforce
CRM
$133B
$3.35M 0.33%
22,534
-1,522
-6% -$231K
AMP icon
90
Ameriprise Financial
AMP
$47.4B
$3.29M 0.32%
22,382
+228
+1% +$31.9K
PEP icon
91
PepsiCo
PEP
$184B
$3.24M 0.32%
23,616
+2,567
+12% +$341K
EEM icon
92
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$3.2M 0.31%
78,273
+400
+0.5% +$16.5K
IWD icon
93
iShares Russell 1000 Value ETF
IWD
$81.4B
$3.17M 0.31%
24,730
– –
AGN
94
DELISTED
Allergan plc
AGN
$3.16M 0.31%
18,781
-29
-0.2% -$4.72K
CE icon
95
Celanese
CE
$5.39B
$3.16M 0.31%
25,824
+124
+0.5% +$14K
KEY icon
96
KeyCorp
KEY
$24.4B
$3.12M 0.31%
175,022
+889
+0.5% +$15.4K
EVRG icon
97
Evergy
EVRG
$19.9B
$3.1M 0.3%
46,593
+230
+0.5% +$14.5K
QUAL icon
98
iShares MSCI USA Quality Factor ETF
QUAL
$45.5B
$3.08M 0.3%
33,278
-1,748
-5% -$161K
PH icon
99
Parker-Hannifin
PH
$123B
$3.06M 0.3%
16,930
+92
+0.5% +$15.6K
SNA icon
100
Snap-on
SNA
$21.5B
$3.04M 0.3%
19,415
-58
-0.3% -$8.91K
2 3
4
5 6

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
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RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.