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UR
USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
(-23%)
Cap. Flow
-$119M
Cap. Flow
% of AUM
-15.83%
Top 10 Holdings %
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dominion Energy
D
|
+$3.62M |
| 2 |
A.O. Smith
AOS
|
+$3.06M |
| 3 |
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
|
+$2.86M |
| 4 |
General Mills
GIS
|
+$2.77M |
| 5 |
Qualcomm
QCOM
|
+$2.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Simon Property Group
SPG
|
+$7.01M |
| 2 |
IBM
IBM
|
+$5.89M |
| 3 |
Eaton
ETN
|
+$5.54M |
| 4 |
Wells Fargo
WFC
|
+$4.53M |
| 5 |
NVIDIA
NVDA
|
+$4.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.87% |
| 2 | Technology | 10.38% |
| 3 | Healthcare | 9.91% |
| 4 | Consumer Staples | 9.22% |
| 5 | Energy | 8.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Stanley Black & Decker
SWK
$13.9B
| $3.08M | 0.41% |
25,742
+6,369
| +33% | +$795K |
|
|
77
Wells Fargo
WFC
$262B
| $3.07M | 0.41% |
66,702
-88,429
| -57% | -$4.53M |
|
78
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.04B
| $3.06M | 0.41% |
56,783
+2,822
| +5% | +$168K |
|
79
Costco
COST
$411B
| $3.06M | 0.41% |
15,013
+2,252
| +18% | +$503K |
|
80
Vanguard Total Stock Market ETF
VTI
$661B
| $3.04M | 0.4% |
23,814
+9,283
| +64% | +$1.28M |
|
81
PepsiCo
PEP
$185B
| $3.03M | 0.4% |
27,395
+16,152
| +144% | +$1.82M |
|
82
KLA
KLAC
$280B
| $3.01M | 0.4% |
336,490
+79,960
| +31% | +$745K |
|
83
Coca-Cola
KO
$354B
| $2.99M | 0.4% |
63,240
-762
| -1% | -$36.5K |
|
84
Accenture
ACN
$85.7B
| $2.92M | 0.39% |
20,713
| – | – |
|
85
Snap-on
SNA
$21B
| $2.87M | 0.38% |
19,781
+3,653
| +23% | +$578K |
|
|
IGI
86
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
| $2.86M | 0.38% |
+154,252
| New | +$2.86M |
|
87
Lam Research
LRCX
$399B
| $2.85M | 0.38% |
209,440
+53,920
| +35% | +$773K |
|
|
GBAB
88
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
| $2.85M | 0.38% |
129,710
+3,390
| +3% | +$70.7K |
|
|
89
A.O. Smith
AOS
$8.18B
| $2.84M | 0.38% |
+66,526
| New | +$3.06M |
|
90
Boeing
BA
$164B
| $2.82M | 0.38% |
8,744
-98
| -1% | -$33.9K |
|
91
Hormel Foods
HRL
$13.9B
| $2.81M | 0.37% |
65,751
+15,839
| +32% | +$683K |
|
92
LyondellBasell Industries
LYB
$20.1B
| $2.77M | 0.37% |
33,353
-35,540
| -52% | -$3.25M |
|
93
Northrop Grumman
NOC
$74.6B
| $2.76M | 0.37% |
11,279
+983
| +10% | +$272K |
|
94
Lazard
LAZ
$4.29B
| $2.72M | 0.36% |
73,705
+20,996
| +40% | +$838K |
|
95
GSK
GSK
$102B
| $2.69M | 0.36% |
56,430
+9,098
| +19% | +$448K |
|
|
96
IBM
IBM
$193B
| $2.69M | 0.36% |
24,796
-49,058
| -66% | -$5.89M |
|
|
97
Eaton
ETN
$158B
| $2.67M | 0.35% |
38,844
-74,070
| -66% | -$5.54M |
|
98
Nucor
NUE
$53.7B
| $2.66M | 0.35% |
51,321
+9,521
| +23% | +$563K |
|
99
SEI Investments
SEIC
$11.9B
| $2.57M | 0.34% |
55,661
+11,133
| +25% | +$586K |
|
100
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $2.57M | 0.34% |
65,735
-11,143
| -14% | -$446K |
|
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USCA RIA's Q4 2018 Portfolio in Review
As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.
USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.
Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.
- USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
- USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
- USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
- USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
- USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
- USCA RIA opened 27 new positions and closed 79 in Q4 2018.
- USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.
Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.