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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
76
International Paper
IP
$19.2B
$2.2M 0.36%
48,360
-16,119
-25% -$711K
RYAAY icon
77
Ryanair
RYAAY
$30.5B
$2.15M 0.36%
71,538
-9,017
-11% -$262K
GILD icon
78
Gilead Sciences
GILD
$165B
$2.14M 0.35%
27,015
-106
-0.4% -$8.61K
MUB icon
79
iShares National Muni Bond ETF
MUB
$45.4B
$2.13M 0.35%
18,937
-4,349
-19% -$493K
ES icon
80
Eversource Energy
ES
$27.8B
$2.12M 0.35%
39,056
+5,997
+18% +$338K
KR icon
81
Kroger
KR
$35.8B
$2.1M 0.35%
70,859
+10,587
+18% +$352K
GTE icon
82
Gran Tierra Energy
GTE
$235M
$2.1M 0.35%
69,750
– –
WBA
83
DELISTED
Walgreens Boots Alliance
WBA
$2.09M 0.35%
25,974
+802
+3% +$65.4K
AMAT icon
84
Applied Materials
AMAT
$448B
$2.08M 0.34%
68,939
+3,222
+5% +$89.9K
USB icon
85
US Bancorp
USB
$98.4B
$2.08M 0.34%
+48,412
New +$2.06M
KMI icon
86
Kinder Morgan
KMI
$72.5B
$2.07M 0.34%
89,591
-46
-0.1% -$975
NBB icon
87
Nuveen Taxable Municipal Income Fund
NBB
$453M
$2.05M 0.34%
90,346
-5,480
-6% -$124K
HPQ icon
88
HP
HPQ
$22.7B
$2.02M 0.34%
130,245
-3,494
-3% -$49.8K
BMY icon
89
Bristol-Myers Squibb
BMY
$124B
$2.02M 0.33%
37,412
+18,700
+100% +$1.2M
LMRK
90
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.98M 0.33%
112,868
+100,308
+799% +$1.76M
CBI
91
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.94M 0.32%
69,211
+32,054
+86% +$1.04M
DUK icon
92
Duke Energy
DUK
$98.1B
$1.93M 0.32%
24,161
+105
+0.4% +$8.7K
M icon
93
Macy's
M
$6.13B
$1.93M 0.32%
51,978
+4,201
+9% +$152K
AGN
94
DELISTED
Allergan plc
AGN
$1.9M 0.32%
8,266
+270
+3% +$66K
NEE icon
95
NextEra Energy
NEE
$184B
$1.89M 0.31%
61,920
+7,016
+13% +$221K
EVA
96
DELISTED
Enviva Inc.
EVA
$1.89M 0.31%
69,900
+8,000
+13% +$193K
UMBF icon
97
UMB Financial
UMBF
$10.9B
$1.88M 0.31%
+31,629
New +$1.81M
CVS icon
98
CVS Health
CVS
$137B
$1.88M 0.31%
21,069
+17,811
+547% +$1.68M
GCI
99
DELISTED
Gannett Co., Inc
GCI
$1.87M 0.31%
160,714
+77,659
+94% +$967K
OZK icon
100
Bank OZK
OZK
$5.61B
$1.87M 0.31%
48,682
+16,608
+52% +$630K
2 3
4
5 6

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.