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USCA RIA

USCA RIA Portfolio holdings

AUM $1.65B Turnover 14.72%
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+6.99%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$1.65B
AUM Growth
+$127M
Cap. Flow
+$30M
Cap. Flow %
1.82%
Top 10 Hldgs %
15.42%
Holding
591
New
66
Increased
264
Reduced
146
Closed
21
Avg Time Held
2.9 years
Top 10 Avg Time Held
2.3 years
Top 20 Avg Time Held
2.8 years

Top Buys

Rank Stock Value
1
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.49M
2
AMZN icon
Amazon
AMZN
+$3.9M
3
SO icon
Southern Company
SO
+$2.89M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.59M
5
BTG icon
B2Gold
BTG
+$2.59M

Top Sells

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$9.49M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$6.49M
3
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$5.61M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$3.42M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.76%
2 Technology 13.7%
3 Financials 12.42%
4 Healthcare 9.24%
5 Energy 7.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RDS.A
76
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$5.94M 0.36%
147,089
+7,400
+5% +$294K
2013 Q2
32 quarters
XLF icon
77
State Street Financial Select Sector SPDR ETF
XLF
$51.8B
$5.93M 0.36%
161,571
+14,385
+10% +$526K
2020 Q2
4 quarters
ES icon
78
Eversource Energy
ES
$24.6B
$5.81M 0.35%
72,372
+3,599
+5% +$303K
2015 Q3
23 quarters
NVDA icon
79
NVIDIA
NVDA
$5.23T
$5.78M 0.35%
288,880
+7,360
+3% +$118K
2019 Q1
9 quarters
ARKF icon
80
ARK Blockchain & Fintech Innovation ETF
ARKF
$791M
$5.76M 0.35%
106,455
+34,182
+47% +$1.75M
2020 Q4
2 quarters
GILD icon
81
Gilead Sciences
GILD
$194B
$5.63M 0.34%
81,816
-676
-0.8% -$45.1K
2014 Q3
27 quarters
DEO icon
82
Diageo
DEO
$51.9B
$5.6M 0.34%
29,240
+136
+0.5% +$25.3K
2014 Q3
27 quarters
EXC icon
83
Exelon
EXC
$44.3B
$5.57M 0.34%
176,178
+4,319
+3% +$139K
2021 Q1
1 quarter
BRK.A icon
84
Berkshire Hathaway Class A
BRK.A
$1.16T
$5.44M 0.33%
13
+2
+18% +$841K
2013 Q2
32 quarters
LMT icon
85
Lockheed Martin
LMT
$127B
$5.4M 0.33%
14,271
+1,670
+13% +$642K
2019 Q1
9 quarters
MAIN icon
86
Main Street Capital
MAIN
$4.99B
$5.36M 0.33%
130,478
+187
+0.1% +$7.77K
2013 Q2
32 quarters
EEM icon
87
iShares MSCI Emerging Markets ETF
EEM
$29.3B
$5.33M 0.32%
96,680
+20,001
+26% +$1.09M
2016 Q1
21 quarters
GIS icon
88
General Mills
GIS
$17.9B
$5.32M 0.32%
87,322
+2,403
+3% +$149K
2021 Q1
1 quarter
PAYX icon
89
Paychex
PAYX
$40.1B
$5.31M 0.32%
49,459
+4,757
+11% +$478K
2013 Q2
32 quarters
TSM icon
90
TSMC
TSM
$2.2T
$5.3M 0.32%
44,148
+17,474
+66% +$2.05M
2020 Q1
5 quarters
HPQ icon
91
HP
HPQ
$28.1B
$5.3M 0.32%
175,531
+3,764
+2% +$120K
2019 Q4
6 quarters
TFC icon
92
Truist Financial
TFC
$57.8B
$5.27M 0.32%
94,996
+1,987
+2% +$117K
2018 Q3
11 quarters
FTA icon
93
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$5.27M 0.32%
80,262
+12,551
+19% +$833K
2017 Q2
16 quarters
PM icon
94
Philip Morris
PM
$312B
$5.23M 0.32%
52,780
-21,328
-29% -$2.05M
2013 Q2
32 quarters
MET icon
95
MetLife
MET
$64.3B
$5.19M 0.31%
86,698
-37,840
-30% -$2.4M
2015 Q2
24 quarters
AFL icon
96
Aflac
AFL
$60.3B
$5.16M 0.31%
96,126
-2,076
-2% -$113K
2015 Q1
25 quarters
BMY icon
97
Bristol-Myers Squibb
BMY
$126B
$5.14M 0.31%
76,998
-15,719
-17% -$1.02M
2013 Q2
32 quarters
TMO icon
98
Thermo Fisher Scientific
TMO
$254B
$4.94M 0.3%
9,801
+1,815
+23% +$856K
2013 Q2
32 quarters
KMB icon
99
Kimberly-Clark
KMB
$36B
$4.9M 0.3%
36,603
+1,673
+5% +$223K
2017 Q1
17 quarters
BLK icon
100
Blackrock
BLK
$175B
$4.9M 0.3%
5,594
+161
+3% +$136K
2013 Q2
32 quarters
2 3
4
5 6

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USCA RIA's Q2 2021 Portfolio in Review

As of Q2 2021, USCA RIA held 591 positions worth $1.65B, up 8.4% from $1.52B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q2 2021 filing shows 66 new, 264 increased, 146 reduced and 21 closed positions. Its largest new stake was First Trust Rising Dividend Achievers ETF: 177,281 shares worth $8.52M. The largest sale was iShares Core Universal USD Bond ETF, an estimated $9.49M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 25% a quarter earlier, followed by Technology and Financials.

  • USCA RIA's largest Q2 2021 buy was First Trust Rising Dividend Achievers ETF: 177,281 shares worth $8.52M.
  • USCA RIA added most to Amazon in Q2 2021, an estimated $3.9M increase.
  • USCA RIA's biggest Q2 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $3.16M.
  • USCA RIA fully exited iShares Core Universal USD Bond ETF in Q2 2021, selling an estimated $9.49M.
  • USCA RIA's ten largest holdings make up 15% of its $1.65B portfolio in Q2 2021.
  • USCA RIA opened 66 new positions and closed 21 in Q2 2021.
  • USCA RIA's portfolio value rose 8.4% quarter-over-quarter to $1.65B.

Based on USCA RIA's 13F filing for Q2 2021, filed 28 Jul 2021.