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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
51
Target
TGT
$61.1B
$6.02M 0.42%
34,094
-6,596
-16% -$1.1M
HD icon
52
Home Depot
HD
$324B
$6.02M 0.42%
22,655
-1,794
-7% -$493K
GLD icon
53
SPDR Gold Trust
GLD
$130B
$5.92M 0.42%
33,196
-9,119
-22% -$1.61M
D icon
54
Dominion Energy
D
$62.8B
$5.67M 0.4%
75,404
+525
+0.7% +$41.7K
FDN icon
55
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$5.63M 0.39%
26,503
+802
+3% +$162K
LQD icon
56
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$5.62M 0.39%
40,688
+605
+2% +$82.4K
BTI icon
57
British American Tobacco
BTI
$129B
$5.54M 0.39%
147,912
+13,788
+10% +$494K
UPS icon
58
United Parcel Service
UPS
$97B
$5.53M 0.39%
32,840
-6,204
-16% -$1.05M
ES icon
59
Eversource Energy
ES
$28.1B
$5.45M 0.38%
63,026
+1,192
+2% +$106K
EOG icon
60
EOG Resources
EOG
$77.5B
$5.35M 0.38%
107,244
+25,353
+31% +$1.1M
GSK icon
61
GSK
GSK
$102B
$5.26M 0.37%
114,278
+9,296
+9% +$427K
MO icon
62
Altria Group
MO
$120B
$5.2M 0.37%
126,836
-15,357
-11% -$617K
KMI icon
63
Kinder Morgan
KMI
$72.9B
$5.15M 0.36%
377,022
-172,043
-31% -$2.3M
C icon
64
Citigroup
C
$221B
$5.11M 0.36%
82,808
+19,674
+31% +$1M
AGGY icon
65
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$5.08M 0.36%
94,626
+5,485
+6% +$294K
META icon
66
Meta Platforms (Facebook)
META
$1.54T
$5.06M 0.36%
18,527
+1,190
+7% +$326K
AFL icon
67
Aflac
AFL
$63.3B
$4.96M 0.35%
111,538
-1,763
-2% -$72.2K
CNQ icon
68
Canadian Natural Resources
CNQ
$98B
$4.53M 0.32%
384,554
+142,383
+59% +$1.43M
LUV icon
69
Southwest Airlines
LUV
$21.9B
$4.53M 0.32%
97,086
-990
-1% -$42.9K
DEO icon
70
Diageo
DEO
$45.7B
$4.38M 0.31%
27,566
-1,494
-5% -$223K
MET icon
71
MetLife
MET
$59.5B
$4.36M 0.31%
92,912
-1,773
-2% -$76.8K
ORCL icon
72
Oracle
ORCL
$346B
$4.32M 0.3%
66,842
+4,697
+8% +$280K
XLK icon
73
State Street Technology Select Sector SPDR ETF
XLK
$116B
$4.32M 0.3%
66,428
-5,576
-8% -$340K
GILD icon
74
Gilead Sciences
GILD
$162B
$4.3M 0.3%
73,848
-20,975
-22% -$1.27M
MAIN icon
75
Main Street Capital
MAIN
$4.94B
$4.27M 0.3%
132,374
-8,721
-6% -$268K
1 2
3
4 5

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A
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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.