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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
51
Main Street Capital
MAIN
$4.99B
$5.94M 0.58%
137,568
-142,543
-51% -$6.08M
ADM icon
52
Archer Daniels Midland
ADM
$42.1B
$5.79M 0.57%
141,102
-31,545
-18% -$1.26M
CVS icon
53
CVS Health
CVS
$138B
$5.72M 0.56%
90,752
-1,888
-2% -$112K
AVGO icon
54
Broadcom
AVGO
$1.89T
$5.62M 0.55%
203,630
+7,700
+4% +$219K
LYB icon
55
LyondellBasell Industries
LYB
$20.1B
$5.56M 0.55%
62,139
+474
+0.8% +$38.7K
MO icon
56
Altria Group
MO
$121B
$5.47M 0.54%
133,800
+3,960
+3% +$182K
BMY icon
57
Bristol-Myers Squibb
BMY
$124B
$5.47M 0.54%
107,782
+4,120
+4% +$194K
VTEB icon
58
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$5.31M 0.52%
98,975
+6,538
+7% +$350K
BP icon
59
BP
BP
$112B
$5.27M 0.52%
138,719
+11,395
+9% +$435K
EMR icon
60
Emerson Electric
EMR
$78.2B
$5.21M 0.51%
78,005
+6,865
+10% +$431K
CB icon
61
Chubb
CB
$133B
$5.04M 0.5%
31,249
-217
-0.7% -$33.6K
COST icon
62
Costco
COST
$411B
$4.95M 0.49%
17,196
+818
+5% +$230K
XLY icon
63
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$4.86M 0.48%
80,544
+2,464
+3% +$149K
RDS.A
64
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.75M 0.47%
80,803
+8,547
+12% +$507K
GLD icon
65
SPDR Gold Trust
GLD
$133B
$4.64M 0.46%
33,404
+748
+2% +$104K
VUG icon
66
Vanguard Growth ETF
VUG
$222B
$4.64M 0.46%
167,376
+5,304
+3% +$147K
SPYG icon
67
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$4.51M 0.44%
115,908
+3,802
+3% +$149K
GSK icon
68
GSK
GSK
$102B
$4.24M 0.42%
79,382
+8,719
+12% +$449K
AFL icon
69
Aflac
AFL
$62.9B
$4.21M 0.41%
80,365
+37,087
+86% +$1.96M
RTN
70
DELISTED
Raytheon Company
RTN
$4.17M 0.41%
21,257
+376
+2% +$69.6K
USMV icon
71
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$4.16M 0.41%
+64,925
New +$4.11M
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$4.15M 0.41%
13,989
-18,203
-57% -$5.38M
CMI icon
73
Cummins
CMI
$91.2B
$4.12M 0.4%
25,301
-950
-4% -$152K
VZ icon
74
Verizon
VZ
$185B
$4.04M 0.4%
66,857
-2,254
-3% -$130K
BTI icon
75
British American Tobacco
BTI
$134B
$3.98M 0.39%
107,917
+16,837
+18% +$616K
1 2
3
4 5

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NNP
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JJIJ
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USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.