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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
Cap. Flow
+$32.7M
Cap. Flow %
5.04%
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$4.82M
2
CMI icon
Cummins
CMI
+$4.69M
3
HPQ icon
HP
HPQ
+$3.68M
4
MPC icon
Marathon Petroleum
MPC
+$3.47M
5
GIS icon
General Mills
GIS
+$3.21M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.76M
2
PRU icon
Prudential Financial
PRU
+$3.66M
3
GD icon
General Dynamics
GD
+$2.85M
4
JPM icon
JPMorgan Chase
JPM
+$2.24M
5
SNY icon
Sanofi
SNY
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 11.26%
2 Energy 10.33%
3 Financials 10.18%
4 Consumer Staples 8.79%
5 Healthcare 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$353B
$3.31M 0.51%
79,747
+15,895
+25% +$661K
EFA icon
52
iShares MSCI EAFE ETF
EFA
$76.9B
$3.27M 0.5%
56,579
+2,051
+4% +$118K
AXP icon
53
American Express
AXP
$240B
$3.2M 0.49%
43,233
-3,250
-7% -$225K
LMT icon
54
Lockheed Martin
LMT
$117B
$3.2M 0.49%
12,786
-245
-2% -$61.2K
MET icon
55
MetLife
MET
$59.8B
$3.09M 0.48%
64,389
-18,503
-22% -$849K
EQM
56
DELISTED
EQM Midstream Partners, LP
EQM
$3.02M 0.47%
39,455
-4,650
-11% -$345K
GOF icon
57
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$3.01M 0.46%
153,160
-9,600
-6% -$186K
JPM icon
58
JPMorgan Chase
JPM
$901B
$3M 0.46%
34,764
-29,393
-46% -$2.24M
BBWI icon
59
Bath & Body Works
BBWI
$4.13B
$2.99M 0.46%
56,161
+16,255
+41% +$924K
GLD icon
60
SPDR Gold Trust
GLD
$132B
$2.92M 0.45%
26,623
-3,049
-10% -$354K
EEM icon
61
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$2.88M 0.44%
82,202
+21,522
+35% +$776K
META icon
62
Meta Platforms (Facebook)
META
$1.63T
$2.79M 0.43%
24,232
-7,210
-23% -$885K
BG icon
63
Bunge Global
BG
$23.4B
$2.75M 0.42%
38,004
-898
-2% -$59.8K
IYH icon
64
iShares US Healthcare ETF
IYH
$3.06B
$2.71M 0.42%
94,170
-2,560
-3% -$74.2K
BRK.A icon
65
Berkshire Hathaway Class A
BRK.A
$1.06T
$2.69M 0.41%
11
– –
WHR icon
66
Whirlpool
WHR
$2.36B
$2.65M 0.41%
14,555
+54
+0.4% +$8.94K
AFL icon
67
Aflac
AFL
$62.9B
$2.65M 0.41%
76,004
+62,030
+444% +$2.18M
PM icon
68
Philip Morris
PM
$300B
$2.63M 0.4%
28,718
-5,983
-17% -$554K
OZK icon
69
Bank OZK
OZK
$5.61B
$2.6M 0.4%
49,379
+697
+1% +$31K
USB icon
70
US Bancorp
USB
$98.4B
$2.49M 0.38%
48,412
– –
ES icon
71
Eversource Energy
ES
$27.8B
$2.48M 0.38%
44,814
+5,758
+15% +$308K
V icon
72
Visa
V
$677B
$2.42M 0.37%
31,043
-3,790
-11% -$305K
IHF icon
73
iShares US Healthcare Providers ETF
IHF
$1.2B
$2.39M 0.37%
95,390
-2,900
-3% -$71.4K
SPA
74
DELISTED
Sparton
SPA
$2.38M 0.37%
100,000
-5,000
-5% -$121K
IJK icon
75
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$2.38M 0.37%
52,296
-14,660
-22% -$645K
1 2
3
4 5

Similar funds

A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q4 2016 Portfolio in Review

As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.

  • USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
  • USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
  • USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
  • USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
  • USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
  • USCA RIA opened 43 new positions and closed 41 in Q4 2016.
  • USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.