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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
51
American Express
AXP
$239B
$2.98M 0.49%
46,483
-394
-0.8% -$25.3K
IJK icon
52
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$2.92M 0.48%
66,956
-1,088
-2% -$47.8K
IYH icon
53
iShares US Healthcare ETF
IYH
$3.06B
$2.91M 0.48%
96,730
-7,045
-7% -$215K
VLO icon
54
Valero Energy
VLO
$93.5B
$2.89M 0.48%
54,519
-10,871
-17% -$580K
V icon
55
Visa
V
$677B
$2.88M 0.48%
34,833
-63
-0.2% -$5.04K
GD icon
56
General Dynamics
GD
$99.4B
$2.85M 0.47%
18,351
+327
+2% +$48.7K
IJS icon
57
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$2.8M 0.46%
44,872
-1,324
-3% -$81.2K
IJT icon
58
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.33B
$2.78M 0.46%
40,612
-1,160
-3% -$78.3K
SPA
59
DELISTED
Sparton
SPA
$2.76M 0.46%
105,000
– –
ABBV icon
60
AbbVie
ABBV
$452B
$2.73M 0.45%
43,241
-73,068
-63% -$4.73M
KO icon
61
Coca-Cola
KO
$353B
$2.7M 0.45%
63,852
+4,241
+7% +$186K
ACN icon
62
Accenture
ACN
$86.2B
$2.53M 0.42%
20,712
– –
CTRA
63
DELISTED
Coterra Energy
CTRA
$2.52M 0.42%
97,806
+4,111
+4% +$103K
SNY icon
64
Sanofi
SNY
$105B
$2.51M 0.42%
65,712
+12,400
+23% +$498K
IHF icon
65
iShares US Healthcare Providers ETF
IHF
$1.2B
$2.44M 0.4%
98,290
-2,185
-2% -$54.9K
WFM
66
DELISTED
Whole Foods Market Inc
WFM
$2.38M 0.39%
83,954
+4,983
+6% +$153K
BRK.A icon
67
Berkshire Hathaway Class A
BRK.A
$1.05T
$2.38M 0.39%
11
– –
WHR icon
68
Whirlpool
WHR
$2.36B
$2.35M 0.39%
14,501
+1,707
+13% +$302K
COST icon
69
Costco
COST
$412B
$2.35M 0.39%
15,414
+245
+2% +$39.6K
CMI icon
70
Cummins
CMI
$91.1B
$2.31M 0.38%
18,020
-8,651
-32% -$1.05M
BG icon
71
Bunge Global
BG
$23.6B
$2.3M 0.38%
38,902
+1,201
+3% +$74.7K
HD icon
72
Home Depot
HD
$331B
$2.3M 0.38%
17,882
+2,870
+19% +$382K
BBWI icon
73
Bath & Body Works
BBWI
$4.09B
$2.28M 0.38%
39,906
-1,103
-3% -$65K
EEM icon
74
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$2.27M 0.38%
60,680
-833
-1% -$30.5K
IJJ icon
75
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.8B
$2.21M 0.37%
33,242
-1,208
-4% -$79.8K
1 2
3
4 5

Similar funds

A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.