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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$398M
AUM Growth
+$21.2M
Cap. Flow
+$60.3M
Cap. Flow %
15.13%
Top 10 Hldgs %
17.26%
Holding
410
New
69
Increased
154
Reduced
84
Closed
43

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3M
2
GLD icon
SPDR Gold Trust
GLD
+$2.88M
3
QCOM icon
Qualcomm
QCOM
+$2.63M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.58M
5
MON
Monsanto Co
MON
+$2.53M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.4M
3
SURE icon
AdvisorShares Insider Advantage ETF
SURE
+$1.79M
4
HAS icon
Hasbro
HAS
+$1.28M
5
HSNI
HSN, Inc.
HSNI
+$1.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 19.76%
2 Energy 13.32%
3 Technology 10.07%
4 Financials 9.74%
5 Consumer Staples 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$451B
$2.13M 0.54%
39,243
+5,228
+15% +$340K
META icon
52
Meta Platforms (Facebook)
META
$1.47T
$2.13M 0.53%
23,701
+6,353
+37% +$583K
IBB icon
53
iShares Biotechnology ETF
IBB
$10.5B
$2.1M 0.53%
20,799
+5,994
+40% +$719K
SYY icon
54
Sysco
SYY
$39.3B
$2.08M 0.52%
53,390
+41,455
+347% +$1.58M
AXP icon
55
American Express
AXP
$225B
$2.07M 0.52%
27,901
+23,622
+552% +$1.82M
SNY icon
56
Sanofi
SNY
$107B
$2.03M 0.51%
42,732
+33,000
+339% +$1.68M
NBB icon
57
Nuveen Taxable Municipal Income Fund
NBB
$454M
$2.02M 0.51%
102,926
-1,230
-1% -$24K
RTX icon
58
RTX Corp
RTX
$285B
$1.99M 0.5%
35,476
+25,632
+260% +$1.58M
COP icon
59
ConocoPhillips
COP
$157B
$1.94M 0.49%
40,478
+9
+0% +$458
AGG icon
60
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.9M 0.48%
17,345
-120
-0.7% -$13.1K
CMCSA icon
61
Comcast
CMCSA
$96B
$1.86M 0.47%
+65,376
New +$1.94M
STX icon
62
Seagate
STX
$188B
$1.85M 0.46%
41,282
-5,931
-13% -$287K
KO icon
63
Coca-Cola
KO
$386B
$1.83M 0.46%
45,750
+30,548
+201% +$1.22M
AFL icon
64
Aflac
AFL
$58.4B
$1.82M 0.46%
62,490
+54,528
+685% +$1.65M
VLO icon
65
Valero Energy
VLO
$101B
$1.81M 0.45%
30,048
-15,188
-34% -$965K
COST icon
66
Costco
COST
$419B
$1.71M 0.43%
11,828
+260
+2% +$37.1K
QQQ icon
67
Invesco QQQ Trust
QQQ
$489B
$1.7M 0.43%
16,742
-738
-4% -$79.3K
JPM icon
68
JPMorgan Chase
JPM
$951B
$1.62M 0.41%
26,525
-323
-1% -$21.2K
EQT icon
69
EQT Corp
EQT
$34.1B
$1.59M 0.4%
45,190
+40,414
+846% +$1.65M
ETN icon
70
Eaton
ETN
$156B
$1.53M 0.38%
29,857
-5,642
-16% -$333K
MUB icon
71
iShares National Muni Bond ETF
MUB
$45.5B
$1.53M 0.38%
13,945
+1,683
+14% +$183K
RSG icon
72
Republic Services
RSG
$68B
$1.51M 0.38%
+36,700
New +$1.51M
VOD icon
73
Vodafone
VOD
$37.1B
$1.48M 0.37%
+46,622
New +$1.66M
GTE icon
74
Gran Tierra Energy
GTE
$349M
$1.48M 0.37%
69,450
-1,000
-1% -$23.3K
MWE
75
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$1.47M 0.37%
34,345
-1,690
-5% -$96.3K
1 2
3
4 5

Similar funds

A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q3 2015 Portfolio in Review

As of Q3 2015, USCA RIA held 410 positions worth $398M, up 5.6% from $377M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA deployed $60.3M of net new capital in Q3 2015, opening 69 new positions and adding to 154 existing holdings. Its largest new stake was Monsanto Co: 25,656 shares worth $2.19M.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, down from 22% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $7.4M trimmed.

  • USCA RIA's largest Q3 2015 buy was Monsanto Co: 25,656 shares worth $2.19M.
  • USCA RIA added most to Microsoft in Q3 2015, an estimated $3M increase.
  • USCA RIA's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $7.4M.
  • USCA RIA fully exited AdvisorShares Insider Advantage ETF in Q3 2015, selling an estimated $1.79M.
  • USCA RIA's ten largest holdings make up 17% of its $398M portfolio in Q3 2015.
  • USCA RIA opened 69 new positions and closed 43 in Q3 2015.
  • USCA RIA's portfolio value rose 5.6% quarter-over-quarter to $398M.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.