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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
51
Cummins
CMI
$91.9B
$1.7M 0.52%
12,843
+685
+6% +$98.8K
VTI icon
52
Vanguard Total Stock Market ETF
VTI
$662B
$1.67M 0.51%
16,501
+357
+2% +$36.5K
MDT icon
53
Medtronic
MDT
$105B
$1.66M 0.5%
26,709
+1,259
+5% +$80K
LINE
54
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1.61M 0.49%
53,389
-836
-2% -$26K
KMF
55
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.59M 0.48%
39,675
+32,925
+488% +$1.34M
MWE
56
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$1.52M 0.46%
19,840
+400
+2% +$29.9K
TWX
57
DELISTED
Time Warner Inc
TWX
$1.52M 0.46%
20,241
-799
-4% -$61.9K
V icon
58
Visa
V
$674B
$1.51M 0.46%
28,352
-500
-2% -$26.9K
UNH icon
59
UnitedHealth
UNH
$395B
$1.51M 0.46%
17,486
+11,440
+189% +$967K
CAT icon
60
Caterpillar
CAT
$414B
$1.49M 0.46%
15,073
-36
-0.2% -$3.82K
EMC
61
DELISTED
EMC CORPORATION
EMC
$1.46M 0.44%
49,824
+6,877
+16% +$198K
MLPL
62
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$1.45M 0.44%
19,815
+900
+5% +$62.9K
DUK icon
63
Duke Energy
DUK
$99.6B
$1.44M 0.44%
19,221
-1,829
-9% -$133K
ETP
64
DELISTED
Energy Transfer Partners L.p.
ETP
$1.44M 0.44%
22,435
+2,408
+12% +$139K
RICE
65
DELISTED
Rice Energy Inc.
RICE
$1.38M 0.42%
51,850
+15,050
+41% +$420K
AEP icon
66
American Electric Power
AEP
$72.4B
$1.38M 0.42%
26,375
+567
+2% +$30K
RTN
67
DELISTED
Raytheon Company
RTN
$1.36M 0.42%
13,408
+331
+3% +$31.7K
NSC icon
68
Norfolk Southern
NSC
$74.5B
$1.35M 0.41%
12,112
+258
+2% +$27.4K
COST icon
69
Costco
COST
$410B
$1.33M 0.41%
10,610
+276
+3% +$33.4K
AMRE
70
DELISTED
AMREIT INC NEW COM STK
AMRE
$1.33M 0.4%
57,800
+13,900
+32% +$317K
SMC
71
Summit Midstream
SMC
$418M
$1.31M 0.4%
1,717
+640
+59% +$491K
LOW icon
72
Lowe's Companies
LOW
$114B
$1.26M 0.38%
+23,766
New +$1.2M
GEL icon
73
Genesis Energy
GEL
$1.81B
$1.24M 0.38%
23,600
– –
IWM icon
74
iShares Russell 2000 ETF
IWM
$81.8B
$1.24M 0.38%
11,317
+137
+1% +$15.7K
ETN icon
75
Eaton
ETN
$158B
$1.22M 0.37%
19,304
-1,952
-9% -$138K
1 2
3
4 5

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.