UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.75%
This Quarter Est. Return
1 Year Est. Return
+39.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$96.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
568
New
Increased
Reduced
Closed

Top Buys

1
+$8.05M
2
+$5.54M
3
+$5.5M
4
BK icon
Bank of New York Mellon
BK
+$5.44M
5
EXC icon
Exelon
EXC
+$5.36M

Top Sells

1
+$110M
2
+$75.7M
3
+$54.5M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$15.8M
5
IBB icon
iShares Biotechnology ETF
IBB
+$11.9M

Sector Composition

1 Technology 13.57%
2 Financials 12.52%
3 Healthcare 9.16%
4 Consumer Staples 7.62%
5 Energy 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
501
Sprott Physical Silver Trust
PSLV
$11.3B
$182K 0.01%
20,716
-500
CNSL
502
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$180K 0.01%
25,000
NEA icon
503
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.49B
$170K 0.01%
11,480
KIO
504
KKR Income Opportunities Fund
KIO
$479M
$166K 0.01%
+10,520
PGX icon
505
Invesco Preferred ETF
PGX
$3.88B
$160K 0.01%
+10,647
NVCN
506
DELISTED
Neovasc Inc.
NVCN
$156K 0.01%
5,760
KMF
507
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$147K 0.01%
22,100
-5,050
SEI
508
Solaris Energy Infrastructure
SEI
$2.67B
$133K 0.01%
10,827
+91
FREE
509
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$130K 0.01%
10,000
SLCA
510
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$123K 0.01%
10,000
TELL
511
DELISTED
Tellurian Inc.
TELL
$122K 0.01%
52,340
PR icon
512
Permian Resources
PR
$11.2B
$114K 0.01%
27,050
PVG
513
DELISTED
PRETIUM RESOURCES INC.
PVG
$114K 0.01%
11,000
+1,000
MUX icon
514
McEwen Inc
MUX
$1.05B
$111K 0.01%
10,690
AGI icon
515
Alamos Gold
AGI
$15.3B
$110K 0.01%
14,100
GEL icon
516
Genesis Energy
GEL
$1.99B
$108K 0.01%
11,600
SILV
517
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$101K 0.01%
12,500
+1,500
LYG icon
518
Lloyds Banking Group
LYG
$75.8B
$93K 0.01%
40,000
BRW
519
Saba Capital Income & Opportunities Fund
BRW
$311M
$88K 0.01%
+9,450
NOK icon
520
Nokia
NOK
$34B
$86K 0.01%
21,680
+775
NML
521
Neuberger Berman Energy Infrastructure and Income Fund
NML
$498M
$77K 0.01%
18,287
SIRI icon
522
SiriusXM
SIRI
$7.22B
$72K ﹤0.01%
1,190
EMWP
523
DELISTED
Eros Media World PLC
EMWP
$69K ﹤0.01%
1,900
-208
AUY
524
DELISTED
Yamana Gold, Inc.
AUY
$56K ﹤0.01%
13,012
BCIC
525
BCP Investment Corp
BCIC
$173M
$22K ﹤0.01%
+1,009
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