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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$96.7M
Cap. Flow
+$8.87M
Cap. Flow %
0.58%
Top 10 Hldgs %
14.47%
Holding
568
New
80
Increased
225
Reduced
138
Closed
43

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$7.83M
2
PLTR icon
Palantir
PLTR
+$5.88M
3
KO icon
Coca-Cola
KO
+$5.26M
4
EXC icon
Exelon
EXC
+$5.16M
5
ORCL icon
Oracle
ORCL
+$5.12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$107M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$55.4M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$15.2M
5
IBB icon
iShares Biotechnology ETF
IBB
+$12.6M

Sector Composition

Rank Sector Weight
1 Technology 13.57%
2 Financials 12.52%
3 Healthcare 9.16%
4 Consumer Staples 7.62%
5 Energy 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
501
Sprott Physical Silver Trust
PSLV
$11.9B
$182K 0.01%
20,716
-500
-2% -$4.71K
CNSL
502
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$180K 0.01%
25,000
– –
NEA icon
503
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$170K 0.01%
11,480
– –
KIO
504
KKR Income Opportunities Fund
KIO
$450M
$166K 0.01%
+10,520
New +$160K
PGX icon
505
Invesco Preferred ETF
PGX
$3.84B
$160K 0.01%
+10,647
New +$158K
NVCN
506
DELISTED
Neovasc Inc.
NVCN
$156K 0.01%
5,760
– –
KMF
507
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$147K 0.01%
22,100
-5,050
-19% -$32.2K
SEI
508
Solaris Energy Infrastructure
SEI
$3.31B
$133K 0.01%
10,827
+91
+0.8% +$1.04K
FREE
509
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$130K 0.01%
10,000
– –
SLCA
510
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$123K 0.01%
10,000
– –
TELL
511
DELISTED
Tellurian Inc.
TELL
$122K 0.01%
52,340
– –
PR
512
Permian Resources
PR
$17.9B
$114K 0.01%
27,050
– –
PVG
513
DELISTED
PRETIUM RESOURCES INC.
PVG
$114K 0.01%
11,000
+1,000
+10% +$10.7K
MUX icon
514
McEwen Inc
MUX
$1.03B
$111K 0.01%
10,690
– –
AGI icon
515
Alamos Gold
AGI
$12.4B
$110K 0.01%
14,100
– –
GEL icon
516
Genesis Energy
GEL
$1.84B
$108K 0.01%
11,600
– –
SILV
517
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$101K 0.01%
12,500
+1,500
+14% +$13.7K
LYG icon
518
Lloyds Banking Group
LYG
$87.4B
$93K 0.01%
40,000
– –
BRW
519
Saba Capital Income & Opportunities Fund
BRW
$338M
$88K 0.01%
+9,450
New +$86.2K
NOK icon
520
Nokia
NOK
$50.8B
$86K 0.01%
21,680
+775
+4% +$3.23K
NML
521
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$77K 0.01%
18,287
– –
SIRI icon
522
SiriusXM
SIRI
$10B
$72K ﹤0.01%
1,190
– –
EMWP
523
DELISTED
Eros Media World PLC
EMWP
$69K ﹤0.01%
1,900
-208
-10% -$8.36K
AUY
524
DELISTED
Yamana Gold, Inc.
AUY
$56K ﹤0.01%
13,012
– –
BCIC
525
BCP Investment Corp
BCIC
$86.9M
$22K ﹤0.01%
+1,009
New +$20.4K
19 20
21
22 23

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q1 2021 Portfolio in Review

As of Q1 2021, USCA RIA held 568 positions worth $1.52B, up 6.8% from $1.42B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

USCA RIA's Q1 2021 filing shows 80 new, 225 increased, 138 reduced and 43 closed positions. Its largest new stake was iShares Micro-Cap ETF: 54,795 shares worth $8.05M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $107M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q1 2021 buy was iShares Micro-Cap ETF: 54,795 shares worth $8.05M.
  • USCA RIA added most to Palantir in Q1 2021, an estimated $5.88M increase.
  • USCA RIA's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $107M.
  • USCA RIA fully exited Invesco KBW Bank ETF in Q1 2021, selling an estimated $2.64M.
  • USCA RIA's ten largest holdings make up 14% of its $1.52B portfolio in Q1 2021.
  • USCA RIA opened 80 new positions and closed 43 in Q1 2021.
  • USCA RIA's portfolio value rose 6.8% quarter-over-quarter to $1.52B.

Based on USCA RIA's 13F filing for Q1 2021, filed 27 Apr 2021.