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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$145M
Cap. Flow
+$91.2M
Cap. Flow %
7.15%
Top 10 Hldgs %
33.56%
Holding
518
New
67
Increased
174
Reduced
170
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$22.7M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$14.4M
4
IBB icon
iShares Biotechnology ETF
IBB
+$9.14M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$8.04M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$3.53M
2
BP icon
BP
BP
+$2.85M
3
UPS icon
United Parcel Service
UPS
+$2.77M
4
TGT icon
Target
TGT
+$2.57M
5
ABBV icon
AbbVie
ABBV
+$2.37M

Sector Composition

Rank Sector Weight
1 Technology 11.94%
2 Financials 8.2%
3 Healthcare 7.73%
4 Consumer Staples 5.61%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDY icon
501
Teledyne Technologies
TDY
$30.4B
– –
-1,250
Closed -$389K
TEAF
502
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
– –
-15,000
Closed -$168K
TSN icon
503
Tyson Foods
TSN
$20.2B
– –
-24,762
Closed -$1.48M
TTD icon
504
Trade Desk
TTD
$8.13B
– –
-24,800
Closed -$1.01M
USMV icon
505
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
– –
-9,487
Closed -$575K
VOD icon
506
Vodafone
VOD
$34.9B
– –
-13,101
Closed -$209K
WY icon
507
Weyerhaeuser
WY
$17.3B
– –
-30,095
Closed -$676K
XLV icon
508
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
– –
-6,807
Closed -$681K
CTR
509
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-2,400
Closed -$33K
TPHS
510
DELISTED
Trinity Place Holdings Inc.com
TPHS
– –
-10,000
Closed -$14K
CPE
511
DELISTED
Callon Petroleum Company
CPE
– –
-9,446
Closed -$109K
CEN
512
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-2,000
Closed -$19K
SHLL.U
513
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
– –
-19,385
Closed -$620K
ROSE
514
DELISTED
Rosehill Resources Inc. Class A
ROSE
– –
-33,367
Closed -$24K
TCF
515
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-45,504
Closed -$1.34M
17 18 19 20
21

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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q3 2020 Portfolio in Review

As of Q3 2020, USCA RIA held 518 positions worth $1.28B, up 13% from $1.13B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

USCA RIA deployed $91.2M of net new capital in Q3 2020, opening 67 new positions and adding to 174 existing holdings. Its largest new stake was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Gilead Sciences, an estimated $3.53M trimmed.

  • USCA RIA's largest Q3 2020 buy was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $22.8M increase.
  • USCA RIA's biggest Q3 2020 reduction was Gilead Sciences, cutting an estimated $3.53M.
  • USCA RIA fully exited KLA in Q3 2020, selling an estimated $2.24M.
  • USCA RIA's ten largest holdings make up 34% of its $1.28B portfolio in Q3 2020.
  • USCA RIA opened 67 new positions and closed 54 in Q3 2020.
  • USCA RIA's portfolio value rose 13% quarter-over-quarter to $1.28B.

Based on USCA RIA's 13F filing for Q3 2020, filed 27 Oct 2020.