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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMWP
476
DELISTED
Eros Media World PLC
EMWP
$77K 0.01%
2,108
-312
-13% -$13.6K
SIRI icon
477
SiriusXM
SIRI
$10B
$76K 0.01%
1,190
– –
AUY
478
DELISTED
Yamana Gold, Inc.
AUY
$74K 0.01%
13,012
– –
CFRX
479
DELISTED
ContraFect Corporation
CFRX
$73K 0.01%
181
-10
-5% -$4.33K
GEL icon
480
Genesis Energy
GEL
$1.84B
$72K 0.01%
11,600
-1,000
-8% -$5.68K
SLCA
481
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$70K ﹤0.01%
10,000
– –
TELL
482
DELISTED
Tellurian Inc.
TELL
$67K ﹤0.01%
52,340
– –
NML
483
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$62K ﹤0.01%
+18,287
New +$54.7K
PR
484
Permian Resources
PR
$17.9B
$41K ﹤0.01%
27,050
– –
BMY.RT
485
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$9K ﹤0.01%
12,802
-23
-0.2% -$49
ADM icon
486
Archer Daniels Midland
ADM
$41.4B
– –
-44,360
Closed -$2.06M
AMAT icon
487
Applied Materials
AMAT
$426B
– –
-14,016
Closed -$833K
AMLP icon
488
Alerian MLP ETF
AMLP
$13B
– –
-10,245
Closed -$205K
AVB icon
489
AvalonBay Communities
AVB
$27.1B
– –
-1,410
Closed -$211K
AZN icon
490
AstraZeneca
AZN
$263B
– –
-2,809
Closed -$308K
GENZ
491
VanEck Digital Native Economy ETF
GENZ
$16.3M
– –
-8,672
Closed -$339K
BLMN icon
492
Bloomin' Brands
BLMN
$680M
– –
-75,000
Closed -$1.15M
BRW
493
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-12,500
Closed -$110K
CHRD icon
494
Chord Energy
CHRD
$7.79B
– –
-10,000
Closed -$3K
CL icon
495
Colgate-Palmolive
CL
$72.6B
– –
-5,397
Closed -$416K
DBRG icon
496
DigitalBridge
DBRG
$2.94B
– –
-2,534
Closed -$28K
EXC icon
497
Exelon
EXC
$48.6B
– –
-12,618
Closed -$322K
FCX icon
498
Freeport-McMoran
FCX
$90B
– –
-28,150
Closed -$440K
FLEX icon
499
Flex
FLEX
$43.4B
– –
-13,270
Closed -$111K
FLTR icon
500
VanEck IG Floating Rate ETF
FLTR
$2.93B
– –
-12,200
Closed -$308K
17 18 19
20
21

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.