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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.28B
AUM Growth
+$145M
Cap. Flow
+$91.2M
Cap. Flow %
7.15%
Top 10 Hldgs %
33.56%
Holding
518
New
67
Increased
174
Reduced
170
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$22.7M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$14.4M
4
IBB icon
iShares Biotechnology ETF
IBB
+$9.14M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$8.04M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$3.53M
2
BP icon
BP
BP
+$2.85M
3
UPS icon
United Parcel Service
UPS
+$2.77M
4
TGT icon
Target
TGT
+$2.57M
5
ABBV icon
AbbVie
ABBV
+$2.37M

Sector Composition

Rank Sector Weight
1 Technology 11.94%
2 Financials 8.2%
3 Healthcare 7.73%
4 Consumer Staples 5.61%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
476
DELISTED
Discover Financial Services
DFS
– –
-27,916
Closed -$1.4M
DWSH icon
477
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.75M
– –
-19,101
Closed -$370K
ETY icon
478
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
– –
-17,800
Closed -$192K
FANG icon
479
Diamondback Energy
FANG
$57.6B
– –
-4,944
Closed -$207K
GIS icon
480
General Mills
GIS
$19.2B
– –
-13,806
Closed -$851K
HUBB icon
481
Hubbell
HUBB
$25.7B
– –
-12,867
Closed -$1.61M
HYLS icon
482
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-34,079
Closed -$1.56M
ILMN icon
483
Illumina
ILMN
$29.4B
– –
-1,336
Closed -$481K
IPG
484
DELISTED
Interpublic Group of Companies
IPG
– –
-79,890
Closed -$1.37M
ITA icon
485
iShares US Aerospace & Defense ETF
ITA
$14.2B
– –
-12,750
Closed -$1.05M
IVZ icon
486
Invesco
IVZ
$13.3B
– –
-17,741
Closed -$191K
IWM icon
487
iShares Russell 2000 ETF
IWM
$80.9B
– –
-4,898
Closed -$701K
IWR icon
488
iShares Russell Mid-Cap ETF
IWR
$56.8B
– –
-7,739
Closed -$415K
KLAC icon
489
KLA
KLAC
$275B
– –
-115,270
Closed -$2.24M
MDY icon
490
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
– –
-626
Closed -$203K
MTUM icon
491
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
– –
-2,118
Closed -$277K
NOW icon
492
ServiceNow
NOW
$102B
– –
-9,950
Closed -$806K
O icon
493
Realty Income
O
$61.2B
– –
-5,470
Closed -$315K
RIO icon
494
Rio Tinto
RIO
$148B
– –
-4,370
Closed -$246K
RITM icon
495
Rithm Capital
RITM
$5.09B
– –
-10,210
Closed -$76K
RJF icon
496
Raymond James Financial
RJF
$32.5B
– –
-30,059
Closed -$1.38M
RVT icon
497
Royce Value Trust
RVT
$2.21B
– –
-15,908
Closed -$199K
SCM icon
498
Stellus Capital Investment Corp
SCM
$203M
– –
-17,760
Closed -$129K
SEIC icon
499
SEI Investments
SEIC
$11.9B
– –
-29,159
Closed -$1.6M
SPG icon
500
Simon Property Group
SPG
$74.5B
– –
-3,624
Closed -$248K
17 18 19
20
21

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2020 Portfolio in Review

As of Q3 2020, USCA RIA held 518 positions worth $1.28B, up 13% from $1.13B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

USCA RIA deployed $91.2M of net new capital in Q3 2020, opening 67 new positions and adding to 174 existing holdings. Its largest new stake was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Gilead Sciences, an estimated $3.53M trimmed.

  • USCA RIA's largest Q3 2020 buy was iShares Core Universal USD Bond ETF: 147,282 shares worth $8.01M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $22.8M increase.
  • USCA RIA's biggest Q3 2020 reduction was Gilead Sciences, cutting an estimated $3.53M.
  • USCA RIA fully exited KLA in Q3 2020, selling an estimated $2.24M.
  • USCA RIA's ten largest holdings make up 34% of its $1.28B portfolio in Q3 2020.
  • USCA RIA opened 67 new positions and closed 54 in Q3 2020.
  • USCA RIA's portfolio value rose 13% quarter-over-quarter to $1.28B.

Based on USCA RIA's 13F filing for Q3 2020, filed 27 Oct 2020.