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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$101M
Cap. Flow
+$34.8M
Cap. Flow %
3.11%
Top 10 Hldgs %
14.8%
Holding
501
New
48
Increased
210
Reduced
148
Closed
35

Top Buys

Rank Stock Value
1
LVS icon
Las Vegas Sands
LVS
+$6.28M
2
DOW icon
Dow Inc
DOW
+$5.12M
3
ALB icon
Albemarle
ALB
+$5.05M
4
KMI icon
Kinder Morgan
KMI
+$3.27M
5
BBY icon
Best Buy
BBY
+$3.25M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$7.26M
2
TGT icon
Target
TGT
+$4.23M
3
ADM icon
Archer Daniels Midland
ADM
+$3.99M
4
D icon
Dominion Energy
D
+$3.38M
5
GM icon
General Motors
GM
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Technology 11.14%
3 Energy 9.87%
4 Healthcare 9.35%
5 Industrials 8.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPLX icon
476
MPLX
MPLX
$59.5B
– –
-10,354
Closed -$290K
NEA icon
477
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
– –
-53,658
Closed -$768K
PGR icon
478
Progressive
PGR
$124B
– –
-2,638
Closed -$204K
PH icon
479
Parker-Hannifin
PH
$124B
– –
-16,930
Closed -$3.06M
RF icon
480
Regions Financial
RF
$26.4B
– –
-140,679
Closed -$2.23M
ROP icon
481
Roper Technologies
ROP
$36.6B
– –
-1,368
Closed -$488K
RPG icon
482
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-15,965
Closed -$378K
RRC icon
483
Range Resources
RRC
$9.12B
– –
-28,061
Closed -$107K
SNA icon
484
Snap-on
SNA
$21B
– –
-19,415
Closed -$3.04M
TSN icon
485
Tyson Foods
TSN
$20.1B
– –
-29,715
Closed -$2.56M
VEEV icon
486
Veeva Systems
VEEV
$30.2B
– –
-12,430
Closed -$1.9M
KMF
487
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-15,222
Closed -$165K
JPS
488
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-10,325
Closed -$102K
SNLN
489
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-52,198
Closed -$911K
MNDT
490
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-81,300
Closed -$1.08M
AMTD
491
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-40,124
Closed -$1.87M
NE
492
DELISTED
Noble Corporation
NE
– –
-14,000
Closed -$18K
HCR
493
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-15,500
Closed -$27K
CRZO
494
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-48,830
Closed -$419K
STI
495
DELISTED
SunTrust Banks, Inc.
STI
– –
-105,556
Closed -$7.26M
OHAI
496
DELISTED
OHA Investment Corporation
OHAI
– –
-16,526
Closed -$21K
LLEX
497
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
– –
-75,538
Closed -$25K
CELG
498
DELISTED
Celgene Corp
CELG
– –
-11,950
Closed -$1.19M
16 17 18 19
20

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2019 Portfolio in Review

As of Q4 2019, USCA RIA held 501 positions worth $1.12B, up 9.9% from $1.02B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA deployed $34.8M of net new capital in Q4 2019, opening 48 new positions and adding to 210 existing holdings. Its largest new stake was Las Vegas Sands: 100,592 shares worth $6.95M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Target, an estimated $4.23M trimmed.

  • USCA RIA's largest Q4 2019 buy was Las Vegas Sands: 100,592 shares worth $6.95M.
  • USCA RIA added most to Dow Inc in Q4 2019, an estimated $5.12M increase.
  • USCA RIA's biggest Q4 2019 reduction was Target, cutting an estimated $4.23M.
  • USCA RIA fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $7.26M.
  • USCA RIA's ten largest holdings make up 15% of its $1.12B portfolio in Q4 2019.
  • USCA RIA opened 48 new positions and closed 35 in Q4 2019.
  • USCA RIA's portfolio value rose 9.9% quarter-over-quarter to $1.12B.

Based on USCA RIA's 13F filing for Q4 2019, filed 27 Jan 2020.