We are live on ! Find out more
UR

USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-11.18%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$752M
AUM Growth
-$230M
Cap. Flow
-$119M
Cap. Flow %
-15.83%
Top 10 Hldgs %
15.62%
Holding
497
New
27
Increased
160
Reduced
169
Closed
79

Top Buys

Rank Stock Value
1
D icon
Dominion Energy
D
+$3.62M
2
AOS icon
A.O. Smith
AOS
+$3.06M
3
IGI
Western Asset Investment Grade Defined Opportunity Trust
IGI
+$2.86M
4
GIS icon
General Mills
GIS
+$2.77M
5
QCOM icon
Qualcomm
QCOM
+$2.75M

Top Sells

Rank Stock Value
1
SPG icon
Simon Property Group
SPG
+$7.01M
2
IBM icon
IBM
IBM
+$5.89M
3
ETN icon
Eaton
ETN
+$5.54M
4
WFC icon
Wells Fargo
WFC
+$4.53M
5
NVDA icon
NVIDIA
NVDA
+$4.34M

Sector Composition

Rank Sector Weight
1 Financials 12.87%
2 Technology 10.38%
3 Healthcare 9.91%
4 Consumer Staples 9.22%
5 Energy 8.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
476
Xcel Energy
XEL
$50.4B
– –
-58,601
Closed -$2.77M
XLF icon
477
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
– –
-70,760
Closed -$1.95M
XLI icon
478
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-7,963
Closed -$624K
WRK
479
DELISTED
WestRock Company
WRK
– –
-23,741
Closed -$1.27M
MGU
480
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-34,770
Closed -$739K
SJI
481
DELISTED
South Jersey Industries, Inc.
SJI
– –
-6,500
Closed -$229K
KSU
482
DELISTED
Kansas City Southern
KSU
– –
-2,038
Closed -$231K
GRUB
483
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-750
Closed -$208K
WPX
484
DELISTED
WPX Energy, Inc.
WPX
– –
-12,215
Closed -$246K
ETFC
485
DELISTED
E*Trade Financial Corporation
ETFC
– –
-7,857
Closed -$412K
LM
486
DELISTED
Legg Mason, Inc.
LM
– –
-6,945
Closed -$217K
CHK
487
DELISTED
Chesapeake Energy Corporation
CHK
– –
-58
Closed -$52K
KERX
488
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-10,700
Closed -$36K
COL
489
DELISTED
Rockwell Collins
COL
– –
-1,870
Closed -$263K
KMG
490
DELISTED
KMG Chemicals Inc
KMG
– –
-19,500
Closed -$1.47M
KAACU
491
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
– –
-22,800
Closed -$242K
PX
492
DELISTED
Praxair Inc
PX
– –
-2,424
Closed -$390K
ETP
493
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-27,550
Closed -$613K
CRC
494
DELISTED
California Resources Corporation
CRC
– –
-4,743
Closed -$230K
MNTX
495
DELISTED
Manitex International, Inc.
MNTX
– –
-17,496
Closed -$184K
16 17 18 19
20

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2018 Portfolio in Review

As of Q4 2018, USCA RIA held 497 positions worth $752M, down 23% from $982M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

USCA RIA withdrew a net $119M in Q4 2018, closing 79 positions and reducing 169 holdings. Its most notable exit was NVIDIA, an estimated $4.34M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, USCA RIA opened a new position in A.O. Smith worth $2.84M.

  • USCA RIA's largest Q4 2018 buy was A.O. Smith: 66,526 shares worth $2.84M.
  • USCA RIA added most to Dominion Energy in Q4 2018, an estimated $3.62M increase.
  • USCA RIA's biggest Q4 2018 reduction was Simon Property Group, cutting an estimated $7.01M.
  • USCA RIA fully exited NVIDIA in Q4 2018, selling an estimated $4.34M.
  • USCA RIA's ten largest holdings make up 16% of its $752M portfolio in Q4 2018.
  • USCA RIA opened 27 new positions and closed 79 in Q4 2018.
  • USCA RIA's portfolio value fell 23% quarter-over-quarter to $752M.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.